Compliance Admin
hace 3 semanas
Role: Compliance Administrator About Hoxton Wealth: Hoxton Wealth is a global financial services firm with offices in key locations including Cyprus, the United States, the United Kingdom, Dubai, South Africa, and Australia. The company leverages a tech- and tax-led approach to financial planningcombining innovative technology solutions with deep expertise in tax-efficient strategies to deliver comprehensive wealth management services. With over £3 billion in assets under management (AUM), Hoxton Wealth is committed to helping clients achieve their financial objectives through personalized investment solutions, cross-border financial planning, and long-term strategies for wealth growth and preservation. Role Overview: We are seeking a Compliance Administrator to support the development and implementation of Hoxton Wealths U.S. compliance program. This role is ideal for a detail-oriented, proactive individual looking to grow within a fast-paced, international financial services environment. You will work closely with the Chief Compliance Officer (CCO) and wider operations team to ensure the firm maintains the highest regulatory and ethical standards. Key Responsibilities: Support the development and implementation of the firms U.S. compliance program, helping to design and maintain scalable processes and controls.Assist with the oversight and administration of the firms Code of Ethics, including personal trading reviews, employee certifications, and maintenance of related documentation and reporting.Collaborate with the Chief Compliance Officer on risk assessments, regulatory filings, and ongoing compliance training, testing, and monitoring activities.Maintain accurate records and ensure timely completion of compliance-related deliverables.Contribute to building a culture of compliance and integrity across the organization.Assist with ad hoc compliance projects and initiatives as the firm continues to expand globally. Requirements: Bachelors degree in Finance, Business, Law, Economics, or a related field.12 years of prior compliance or financial services experience preferred (recent graduates with strong academic backgrounds are also encouraged to apply).Strong attention to detail, organizational, and communication skills.Ability to work effectively in a fast-paced, international team environment.Proficient with Microsoft Office Suite and comfortable learning new systems and compliance tools.MUST BE ABLE TO WORK IN THE EST TIME ZONE Why Join Hoxton Wealth: Exposure to a global wealth management firm with an entrepreneurial culture.Opportunity to work directly with senior leadership and develop deep knowledge of compliance and regulatory frameworks.Supportive environment that encourages professional development, growth, and continuous learning.Competitive compensation and career progression opportunities.
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