LAM/MX Major Investigations Assistant Manager

hace 4 semanas

Ciudad de México, Ciudad de México HSBC A tiempo completo

Role purpose

  • Ensure global processes are followed for the gathering and preservation of evidence according to applicable legal, regulatory or law enforcement rules of custody and disclosure;
  • Ensure consistent processes are followed to rapidly identify and escalate the highest risk Financial Crime cases for senior management awareness and if required action. Cases escalated in this manner are reviewed by senior management and adequate resources are allocated to them.

Main activities

  • To own the Group policy and Functional Instruction Manual (FIM)'s related to Major Investigations.
  • Ensure Major Investigations integrates with operations teams and other internal investigative bodies within HSBC to ensure that appropriate cases are passed to Major Investigations at the earliest opportunity.
  • Work with other investigative functions within HSBC to ensure investigative resource / techniques and intelligence is consistent throughout the bank.
  • Align with support functions to ensure that Investigative support functions.
  • From thorough Investigations, identify root causes and ensure these are reported to Lines of Business for remediation.
  • Engage with Legal, HR, Audit, Compliance and all other teams involved with Investigations.
  • Where appropriate ensure there is sufficient support for relevant Global Internal Investigations Group cases.
  • Assist the business to minimize the risks of internal fraud loss and risk.
  • Assist the business to minimize the risk of regulatory action through robust Fraud, Antimoney-laundering (AML), Sanctions and Antibribery & Corruption (AB&C) investigations.
#J-18808-Ljbffr

  • LAM/MX Major Investigations Assistant Manager

    hace 3 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeEnsure global processes are followed for the gathering and preservation of evidence according to applicable legal, regulatory or law enforcement rules of custody and disclosure;Ensure consistent processes are followed to rapidly identify and escalate the highest risk Financial Crime cases for senior management awareness and if required action....

  • LAM/MX Major Investigations Assistant Manager

    hace 4 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Ensure global processes are followed for the gathering and preservation of evidence according to applicable legal, regulatory or law enforcement rules of custody and disclosure;Ensure consistent processes are followed to rapidly identify and escalate the highest risk Financial Crime cases for senior management awareness and if required action. Cases...

  • LAM/MX Risk

    hace 3 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeThe LAM/MX Risk & Compliance (R&C) Governance Manager will assist the LAM/MX R&C Governance Head ensuring that HSBC's governance for Risk and Compliance in LAM are effective in identifying, managing, and escalating Risk and Compliance matters.Main activitiesThe responsibilities of the LAM/MX R&C Governance Manager are to:Support the LAM/MX R&C...

  • LAM/MX Financial Crime Wholesale Manager

    hace 3 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeThe Financial Crime (FC) Advisory team is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group's businesses (also referred to as "the First LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the...

  • LAM/MX Financial Crime Sr Manager

    hace 4 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeThe Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group's businesses (also referred to as "the First LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the conduct of their...

  • LAM/MX Financial Crime Sr Manager

    hace 3 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeThe Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group's businesses (also referred to as "the First LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the conduct of their...

  • LAM/MX Financial Crime Sr Manager

    hace 3 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group's businesses (also referred to as "the First LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the conduct of their activities and...

  • LAM/MX Financial Crime Strategy Manager

    hace 7 días

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeThe Financial Crime (FC) Advisory team is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group's businesses (also referred to as "the First LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the...

  • LAM/MX Financial Crime Detection Assistant Manager

    hace 3 semanas

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeWe are a diverse workforce and it is part of our organizational culture, it reflects our belief that diversity of thought, background and perspective make HSBC a stronger organization. We strive to implement a culture that is inclusive, diverse, positive and performance-oriented. Having a diverse workforce allows us to benefit from a variety of...

  • LAM/MX Financial Crime Detection Assistant Manager

    hace 6 días

    Ciudad de México, Ciudad de México HSBC A tiempo completo

    Role purposeWe are a diverse workforce and it is part of our organizational culture, reflecting our belief that diversity of thought, background, and perspective make HSBC a stronger organization. We strive to implement a culture that is inclusive, diverse, positive, and performance-oriented. Having a diverse workforce allows us to benefit from various...