Asesor Cco Rbwm

-Job description

**Asesor CCO RBWM**

**Purpose of the role**:Responsible for the operation of the region in terms of CDD CRS and FATCA of WPB clients as well as the implementation of changes to the processes as a result of the modification to the local regulation

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**Activities**
- Of the Risk Assesment Model WPB semi-automatic.
- Implementation of the RAM2022,tracking and test
- Implementation PRAM,tracking and creation of the
- Product Risk Assesment Methodology.
- High Risk Roles, tracking and revision with the adecuate risk rating of the WPB employees to assign the correctannual AML training.
- Manage Corporate PEPs System (Pre-screening System)
- Continious Monitoring, Report quarterly the KRI´s andKPI¨s with the BRCM area.
- Adverse Media Monitoring Process (Kantar): Negative news revision vs WPB core banking system.
- Attention to the MSII's.
- Network support, attending,the correct CDD,
- RAM disblokings.
- Attending global requirments CDD, FATCA & CRS.
- Annual generation of FATCA & CRS reports
- FATCA & CRS Client Remediation
- Support to branches and OPS in FATCA & CRS issues
- Communication and training on FATCA and CRS
- Implementation of the policy and new processes derived fro from the FATCA & CRS policy.
- Documentation in work instructions for the Network of branches on the criteria of the FATCA and CRS policy for WPB.
- FATCA & CRS microsites update.
- Regional Oversight for FATCA and CRS.
- Identification and cancellation of clients in SAT 69B list.
- Effective adoption of policies and guidance in relation to Business Risks
- Plan and conduct Internal Control reviews in countries as planned and escalate delays, if any.
- Provide adequate support and share best practices with country Risk and Control / operational risk managers.
- Monitor and report on operational risk assessments and operational risk loss data against annual plan to help identify specific operational risk issues
- Timely update of all Operational Risk data in the Operational Risk Database i.e. Helios.
- Provide assistance / support to WPB business within the Region on Risk and Control reviews / Operational risk reporting.
- Ensuring appropriate and adequate information is gathered
- Compliance with the norm and policies.
Requirements

**Requirimets**
- Good understanding of operational risk and controls, preferably gained through experience in front line and risk roles
- 2 years of experience.
- Good understanding of the Group’s Operational Risk Framework
- Knowledge of the changing regulatory environment especially in the financial services sector.
- Leadership, management and coaching skills
- Proven problem solving skills with ability to consider alternative and lateral solutions
- Highly developed communication, presentation and influencing skills set.
- Ability to prioritise and work independently under pressure within a team environment
- Ability to use strong judgmental skills to identify and resolve complex problems whilst adhering to timelines and quality of out
- A sound knowledge of the Group and the RBWM business, including products, services, systems & processes.
- Business experience in a variety of roles (Corporate / Commercial Banking) centered on delivery of high quality customer service.
- Exposure to an operations and a control environment, such as audit or compliance.
At HSBC we expect our people to treat each other with dignity and respect, creating an inclusive culture that promotes equal opportunities. Our values define who we are as an organization and what sets us apart, we value difference, we move forward together, we take responsibility for our actions, we use good judgment, we do the right thing and we make things happen.
At HSBC we are oriented to guarantee gender equality and constant training for our employees as well as the protection of their labor and social rights