Mca Tester Sr

The Compliance Bus Control Intermediate Analyst is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Good understanding of how the team and area integrate with others in accomplishing the objectives of the subfunction/ job family. Applies analytical thinking and knowledge of data analysis tools and methodologies. Requires attention to detail when making judgments and recommendations based on the analysis of factual information. Typically deals with variable issues with potentially broader business impact. Applies professional judgment when interpreting data and results. Breaks down information in a systematic and communicable manner. Developed communication and diplomacy skills are required in order to exchange potentially complex/sensitive information. Moderate but direct impact through close contact with the businesses' core activities. Quality and timeliness of service provided will affect the effectiveness of own team and other closely related teams.

**Responsibilities**:

- Contributes to the resolution of cross-functional or cross business issues designed to ensure business compliance with laws, regulations, and policy requirements across key/complex risk levels.
- Utilizes the Issue Management processes and project management methodology from the initiation, planning, control requirements, execution, and closing phases of each issue.
- Supports any area of the business (organizationally, regionally or product-wise) from an issue/project perspective.
- Liaises with Senior Business Level Officers, Legal, Risk, and Compliance regarding complex matters.
- Conducts targeted, mandatory or ad hoc Control Tests & Reviews for a department or group.
- Resolves problems or transactions where expertise is required to interpret problems/transactions against policies, guidelines or processes.
- Analyzes documentation and processes to ensure risks and control points are properly addressed, and are in accordance with Risk and Control Self-Assessments Policies.
- Contributes to work flow or process change and redesign.
- May be accountable for regular reporting or process administration.
- Forms a strong understanding of specific function or area.

**Qualifications**:

- 2-5 years of relevant control and/or project experience
- High attention to detail and quality
- Consistently demonstrates clear and concise written and verbal communication skills
- Proficient in Microsoft Office with an emphasis on MS Excel
- Demonstrated analytical and problem-solving skills.
- Effective planning and organizational skills
- Proven ability to make sound business decisions
- Experience in creating and implementing processes that result in improved business performance
- Ability to present a compelling case for ideas and initiatives through listening and articulating a convincing point of view

**Education**:

- Bachelor’s/University degree or equivalent experience

**Risk, Control & Monitoring Assessment**
- Execution of Control Monitoring Program ensuring testing quality, completeness, and effectiveness of Business Managers Control Assessment
- When control breaches arise; escalates and follows up with the MCA Sr Analyst, MCA Coordinator and BPOs to develop Corrective Action Plans (CAPs) that will address said control breaches.
- Records results of control tests into system of record (GRC).
- Responsible of safeguard control monitoring evidence according corporate policy.
- Promotes continuous improvement in all aspects of control monitoring and testing automation activities (e.g., technical environment, software, operating procedures).

Quarterly & Annual Risk Assessment
- Provides monitoring results to Support the MCA Sr Analyst or MCA Coordinator to analyze and integrate information for Quarterly and Annual Risk Assessment results (QRA/ARA).

**Risk & Control Support Functions**
- Supports MCA Sr Analyst, MCA Coordinator to provide information regarding MCA during Internal and External Reviews (i.e. Internal Audit, Strategic Franchise Reviews, FCR, Compliance Testing, Peer review, Regulatory Agencies).
- Supports the MCA Sr Analyst, MCA Coordinator and Business Process Owners to define the most significant ARCMs and monitoring methods (metrics and indicators), assess MIS adequacy, document key controls dependencies to internal service providers and vendors.
- Assists in strengthening issue notification and escalation to ensure accountability of issues by the respective Business Process Owners or functional areas; follow up the related corrective action plan portfolio.
- Recommends appropriate and pragmatic solutions to risk and control monitoring and testing problems.
- Provides inputs to develop Business Requirement Documents for monitoring’s automation.
- Assists BPOs and MCA coordinator teams in performing internal assessments related principal