Compliance Assurance Manager
hace 3 semanas
-Job description
If you’re looking for a career where you can make a real impression, join our Global Service Center (GSC)
- HSBC and discover how valued you’ll be.
We are currently seeking an experienced professional to join our team in the role of
**Compliance Assurance Manager - Risk and Compliance Assurance Services**
**Role purpose**:
Controls Assurance (CA) reports into Risk and Compliance Assurance Services (RCAS) and is responsible for assuring the risk management of critical business processes and specified non-financial and financial risks across the Group, principally by testing mitigating controls. This is achieved by building out a centralized offshore capability that will deliver agile, insightful, and cost-efficient assurance. CA also provides a resource augmentation service to other assurance teams within the Bank, becoming a vehicle to effectively manage assurance costs and resources. Also, CA works together with the RCAS Automation and Analytics team to develop, test and deploy their Continuous Assurance objectives.
The role holder will be required to support the VicePresident, Technology, Cyber Security and Data (TCSD) and Head of CA (GSC Country Location Name) in leading or working with a team to assess the effectiveness of controls relating to the TCSD risks and identifying and raising issues where control gaps lead to material unaddressed risks.
**Main activities**:
- Customize and localize standard test scripts and then evaluate assigned controls for design and operating effectiveness, raise issues as appropriate.
- Ensure that assigned control assessments are accurate, effective, abide by RCAS & CA procedures and templates, and meet quality control requirements.
- Ensure that assigned control assessments are delivered on time, in accordance with the CA assessment plan.
- Supervise the delivery of assigned control assessments using experience and knowledge to intervene and redirect testing as required, resolving, or redirecting escalations as required.
- Manage control owners and other stakeholders, ensuring the success of each assigned reviews, minimising contention where possible and requesting support, where deemed necessary.
- Manage the documentation of distinct control types, covering key aspects, such as remit, main processes, and handovers to other teams.
- Ensure that issue owners complete sufficient root cause analysis for all material issues and have appropriate remediation plans in place.
- Develop and motivate the CA Managers through coaching and on-the-job training, ensuring the successful delivery of assigned control assessments.
- Support the VPs of the CA Global Service Center Mexico in fulfilling their CA responsibilities as required, including resource augmentation, planning forthcoming reviews, drafting issues, contributing to the development of procedures and templates.
Requirements
- Minimum of 3 years proven experience in assurance, audit, compliance or risk management within financial services or other major industries.
- Good understanding of Operational Resilience Risk, Insurance, Financial Crime, Regulatory Compliance risks and/or the aptitude to develop this understanding in good time, and must be familiar regarding relevant regional laws, regulations, and the overall regulatory environment.
- Minimum bachelor’s degree in related field such as business, finance, law, or equivalent experience; master’s degree preferred.
- Proven organizational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills.
- Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines.
- Experience working with local and regional stakeholders and an understanding of global standards of quality.
- Ability to work with different cultural groups and build consensus.
- Requires understanding of the changing regulatory landscape regarding compliance functions within the banking industry.
- Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely.
- Experience utilizing assurance automation and analytics tools preferred.
- Fluent in both oral and written English.
You’ll achieve more when you join HSBC
At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care
**Issued by HSBC Electronic Data Processing (México) Private LTD
-
Compliance Assurance Manager
hace 2 meses
Azcapotzalco, México HSBC A tiempo completo-Job description Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join our Global Service Center (GSC) HSBC and discover how valued you’ll be. We are currently seeking an experienced professional to join our team in the role of **Compliance Assurance Manager** **Role purpose**: This is a...
-
Compliance Assurance Manager
hace 2 semanas
Azcapotzalco, México HSBC A tiempo completoSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join GSC HSBC and discover how valued you’ll be. We are currently seeking an experienced professional to join our team in the role of **Compliance Assurance Manager** **Role purpose**: This is a role within the Compliance Assurance...
-
Compliance Assurance Manager
hace 2 días
Azcapotzalco, Ciudad de México HSBC A tiempo completoSome careers have more impact than others. If you're looking for a career where you can make a real impression, join GSC HSBC and discover how valued you'll be.We are currently seeking an experienced professional to join our team in the role ofCompliance Assurance ManagerRole purpose:This is a role within the Compliance Assurance sub-function which supports...
-
Product Operations Compliance Assurance Manager
hace 2 meses
Azcapotzalco, Ciudad de México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 29-Apr-2024 Closing date 11-May-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you'll be.We are currently seeking...
-
Product Operations Compliance Assurance Manager
hace 2 semanas
Azcapotzalco, Ciudad de México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 29-Apr-2024 Closing date 11-May-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you'll be.We are currently seeking...
-
Azcapotzalco, Ciudad de México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 30-Apr-2024 Closing date 13-May-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you'll be.We are currently...
-
Azcapotzalco, Ciudad de México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 30-Apr-2024 Closing date 13-May-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you'll be.We are currently...
-
Product Operations Compliance Assurance Manager
hace 2 semanas
Azcapotzalco, México HSBC A tiempo completo-Job description If you’re looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you’ll be. We are currently seeking an experienced professional to join our team in the role of **Product Operations Compliance Assurance Manager** **Role purpose**: This is a role within Compliance...
-
Compliance Assurance Manager
hace 2 semanas
Azcapotzalco, México HSBC A tiempo completo-Job description If you’re looking for a career where you can make a real impression, join our Global Service Center (GSC) - HSBC and discover how valued you’ll be. We are currently seeking an experienced professional to join our team in the role of **Compliance Assurance Manager - Risk and Compliance Assurance Services** **Role purpose**: Controls...
-
Product Operations Compliance Assurance Manager
hace 2 días
Azcapotzalco, Ciudad de México HSBC A tiempo completoJob descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you'll be.We are currently seeking an experienced professional to join our team in the role ofProduct Operations Compliance Assurance ManagerRole purpose:This is a role within Compliance Assurance (CA), which...
-
Azcapotzalco, México HSBC A tiempo completoJob DescriptionIf you’re looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you’ll be.We are currently seeking an experienced professional to join our team in the role ofProduct Operations Compliance Assurance ManagerRole purpose:This is a role within Compliance Assurance (CA), which...
-
Product Operations Compliance Assurance Manager
hace 2 semanas
Azcapotzalco, Ciudad de México HSBC A tiempo completoJob DescriptionIf you're looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you'll be.We are currently seeking an experienced professional to join our team in the role ofProduct Operations Compliance Assurance ManagerRole purpose:This is a role within Compliance Assurance (CA), which...
-
Azcapotzalco, Ciudad de México HSBC A tiempo completoJob DescriptionIf you're looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you'll be.We are currently seeking an experienced professional to join our team in the role ofProduct Operations Compliance Assurance ManagerRole purpose:This is a role within Compliance Assurance (CA), which...
-
Analytics Manager
hace 3 semanas
Azcapotzalco, México HSBC A tiempo completo-Job description If you’re looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you’ll be. We are currently seeking an experienced professional to join our team in the role of **Analytics Manager - Compliance Assurance** **Role purpose**: Provide dedicated support for Anti-Money...
-
Control Assurance Senior Manager
hace 2 semanas
Azcapotzalco, México HSBC A tiempo completo-Job description If you’re looking for a career where you can make a real impression, join Global Service Center (GSC) HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...
-
Regulatory Compliance Retail Senior Manager
hace 2 semanas
Azcapotzalco, México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 30-May-2024 Closing date 07-Jun-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you'll be.We are currently...
-
Regulatory Compliance Retail Senior Manager
hace 3 semanas
Azcapotzalco, México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 30-May-2024 Closing date 07-Jun-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you'll be.We are currently...
-
Regulatory Compliance Retail Senior Manager
hace 3 semanas
Azcapotzalco, Ciudad de México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 30-May-2024 Closing date 07-Jun-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you'll be.We are currently...
-
Regulatory Compliance Retail Senior Manager
hace 2 días
Azcapotzalco, Ciudad de México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 30-May-2024 Closing date 07-Jun-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you'll be.We are currently...
-
Regulatory Compliance Retail Senior Manager
hace 2 semanas
Azcapotzalco, Ciudad de México myGwork - LGBTQ+ Business Community A tiempo completoThis inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Job DescriptionOpening date 30-May-2024 Closing date 07-Jun-2024 Job descriptionIf you're looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you'll be.We are currently...
