Compliance Product Director Markets, Trust, Wealth

hace 2 semanas

Tlahuac, México Citi A tiempo completo

**Responsibilities**:

- Managing a team of multiple teams of Compliance professionals. Developing, attracting, and retaining talent; recommending staffing levels required to carry out the unit’s role and responsibilities effectively while establishing and adhering to talent management processes and compensation and performance management programs. Mentoring and developing junior staff.
- Directing the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Translates ICRM strategy and goals across Citi’s clients, products and geographies; provides direction and guidance on the programs.
- Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
- Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives effective resolution with other stakeholders. Provides advice to the function/business/product on an ongoing basis on new initiatives, new products, acquisitions, and client-related matters with respect to applicability of policies, resolution of potential red flags or other client/transaction-related compliance escalations.
- Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business/product/function.
- Supporting the function/business/product in performing timely compliance reviews of new transactions and/or products.
- Managing ICRM initiatives as required, such as the implementation of new Compliance systems, controls, and related project management work efforts.
- Assisting in the development and administration of Compliance training for the assigned business/product/function.
- Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the business/product/function supported.
- Analyzing and scoping the impact including applicability of new and complex regulatory developments across the assigned business/product/function, including cross-border impact.
- Assisting in the establishment of ICRM policies, procedures and controls to comply with these new or changed laws and regulations.
- Participating in industry groups and trade association working groups or other forums.
- Additional duties as assigned

**Qualifications**:

- Highly motivated, strong attention to detail, team oriented, organized
- Excellent written, verbal and analytical skills
- Strong communication and interpersonal skills; strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
- Ability to interact and communicate effectively with senior leaders
- Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls
- Experience in the design and implementation of Compliance programs
- Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques; structure potential solutions; drive to resolution with senior stakeholders
- Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse Business/Function
- Experience with and previous exposure to internal or external control functions and regulators
- Ability to challenge Business/Function management and escalate issues when appropriate
- Strong track record of effectively assessing and managing competing priorities
- Comfortable navigating complex, highly-matrixed organizations
- Comfortable acting as an agent for positive change with agility and flexibility
- Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management skills are essential
- Subject matter expertise in area of focus

**Education**:

- Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of the assigned function/business/product and related laws and regulations, previous experience managing a diverse staff; Advanced degree preferred

5 + years of expertise in Compliance related matters for Wealth Management, Markets, Trust, Surveillance

Expertise in local regulations for Servicios de Inversión
- **Job Family Group**:
Compliance and Control
- **Job Family**:
Product Compliance Risk Ma

  • Product Compliance Wealth Management

    hace 4 semanas

    Tlahuac, México Citi A tiempo completo

    **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. - Assist with regulatory inquiries and/or examinations. - Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and...

  • Compliance Product Officer

    hace 3 días

    Tlahuac, México Citi A tiempo completo

    **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM - Assisting with regulatory inquiries and/or examinations. - Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and...

  • Product Compliance Wealth Management

    hace 4 semanas

    Tlahuac, México Citi A tiempo completo

    El analista sénior de productos de cumplimiento es un puesto de nível intermedio responsable de desarrollar y proporcionar asesoramiento y herramientas de administración de riesgos de cumplimiento en coordinación con el equipo de Cumplimiento y Control. El objetivo general de este puesto es proporcionar apoyo y servicios de administración de riesgos de...

  • Head of Investments and Wealth Solutions

    hace 1 semana

    Tlahuac, México HSBC A tiempo completo

    -Job description This role is responsible for Wealth Products, Platforms and Propositions across the full client continuum in Mexico. The Head of IWS must ensure client focus by serving all WPB client segments whilst also catering to the specific needs of HNW, Premier and Personal client segments, while aligning investment services and leveraging synergies...

  • Investment Wealth Solutions

    hace 1 semana

    Tlahuac, México HSBC A tiempo completo

    **_INVESTMENT WEALTH SOLUTIONS_** **_Propósito del puesto: _**_Establecer el proceso de asesoría en inversiones y atención a los Relation Managers (RM) del segmento Personal Banking, Advance (ECA), Premier (PRM), Gerente de sucursal (GTE), ejecutivos Wealth Premier (WP), Premier Ejecutive (PE), y ejecutivos de Banca Privada, GPB enfocados en productos de...

  • Mobile Insurance Specialist

    hace 4 semanas

    Tlahuac, México HSBC A tiempo completo

    -Job description **Role purpose**: The jobholder is a specialist role and is part of the Wealth sales force focused in insurance solutions. The incumbent is expected to be a technical expert in one or several product categories as relevant to market; such as Structured Products / Investment / Financial Planning / Retirement / Protection / Mortgage, etc, and...

  • Director of Product Engineering

    hace 2 semanas

    Tlahuac, México RED AMIGO DAL S.A.P.I. of C.V. S.O.F.O.M. E.N.R A tiempo completo

    At Konfío, we are seeking a Director of Engineering, a dynamic blend of strategic leader and technical maven, with a penchant for customer-focused solutions. This individual should bring a wealth of experience from the financial services industry, combined with the technical acumen to harness the power of AI for optimal developer productivity. The Director...

  • Trust Product Specialist

    hace 3 semanas

    Tlahuac, México Citi A tiempo completo

    The Product Specialist is an intermediate level position responsible for the development of product plans, strategies and tactics in coordination with the Product Management team.The overall objective of this role is to coordinate the promotion of products to develop new markets, increase share of market and obtain competitive...

  • Product Owner

    hace 1 semana

    Tlahuac, México QBCN Company A tiempo completo

    Buenas tardes Red Estamos en búsqueda del siguiente perfil para abordar proyecto con uno de nuestros clientes: **Product Owner - Murex Equities** - **RESPONSABILIDADES**_ - Establece y mantiene la metodología de gestión del programa, la dirección estratégica y el alcance del programa representando a las áreas involucradas de Asset & Wealth Management...

  • Capital Markets Specialist

    hace 4 semanas

    Tlahuac, México Nexu A tiempo completo

    **Work at Nexu!** We are a young automotive fintech with a resounding goal: 'Empowering Dreams With Financial Simplicity'. We are in search of our next **Capital Markets** rockstar, so if you are a proactive, results-oriented person who loves to face challenges, Nexu is the place for you! We're not just looking to fill a vacancy; we're looking for someone...

  • Wealth Management

    hace 3 semanas

    Tlahuac, México TECH - KLISH MEXICO A tiempo completo

    _Financiera dedicada a inversiones y asesoramiento patrimonial esta en búsqueda de:_ **WEALTH MANAGEMENT** **Requisitos**: - Escolaridad: Licenciatura en Finanzas, Administración o a fin. (Egresados de ITAM, IBERO, TEC. MONTERREY, ANÁHUAC, PANAMERICANA) - Cartera de clientes y relaciones publicas - **Con o Sin experiência laboral (Se ofrece...

  • Wealth Products Manager

    hace 2 semanas

    Tlahuac, México HSBC A tiempo completo

    **Wealth Products Manager** **Propósito del Puesto**: Responsable de la gestión del producto o solución Wealth a su cargo, incluyendo (pero no limitado a) las siguientes funciones: - Diseño, medición y seguimiento de reportes, análisis y KPIs para: 1) monitorear el cumplimiento de la estrategia comercial y financiera del producto, 2) generar...

  • Wealth Products Manager

    hace 2 semanas

    Tlahuac, México HSBC A tiempo completo

    **Wealth Products Manager** **Propósito del Puesto**: Responsable de la gestión del producto o solución Wealth a su cargo, incluyendo (pero no limitado a) las siguientes funciones: - Diseño, medición y seguimiento de reportes, análisis y KPIs para: 1) monitorear el cumplimiento de la estrategia comercial y financiera del producto, 2) generar...

  • Avp Compliance

    hace 4 días

    Tlahuac, México Barclays A tiempo completo

    Product coverage includes investment banking businesses such as fixed income, equities, derivatives, FX and capital markets as well as corporate/institutional banking and research. Key Accountabilities - Managing high ethical standards in her/his performance, protecting the reputation of the firm, supporting the analysis of - courses of action in order to...

  • Directora Comercial

    hace 2 semanas

    Tlahuac, México Trust People A tiempo completo

    Descripción Empresa de la industria manufacturera de envases y contenedores alimenticios y de grado médico solicita por expansión **Directora Comercial B2B** Se busca a una profesional con nível directivo con alto nível sociocultural, que venga de liderar equipos nacionales y reportando a la alta dirección, deberá contar con una trayectoria probada...

  • Senior Customer Trust Analyst

    hace 3 semanas

    Tlahuac, México Thomson Reuters A tiempo completo

    **Senior Customer Trust Analyst**: Are you passionate about the chance to bring your experience to a world-class company that is market-leading for both content and technology? If yes, we are looking for you! Join our team! Thomson Reuters Customer Trust team is looking for an experienced individual to support the evolving customer trust program across both...

  • Product Manager Global Markets Operations

    hace 4 semanas

    Tlahuac, México HSBC A tiempo completo

    Product Manager Global Markets Operations Objective Operations is tasked with ensuring we can align ourselves organizationally to help drive these expansion initiatives while at the same time ensuring we manage day to day controls in a robust manner, paying particular attention to the complex regulatory environment. The MSS Operations Manager role is to...

  • Business Development Manager

    hace 2 semanas

    Tlahuac, México HSBC A tiempo completo

    **Business Development Manaer** Role Purpose: The Premier & Advance (P&A) proposition is a strategic priority for HSBC and the role of Product Specialist (BDM) is a key contributor in exceeding the proposition objectives. The role is a specialist role and is part of the Premier and Wealth sales force. The incumbent is expected to be a technical expert in...

  • Broker de Inversión

    hace 4 semanas

    Tlahuac, México CWG Markets A tiempo completo

    **Título del Puesto**: Ejecutivo de Desarrollo de Negocios - Mercados Financieros Ubicación: Ciudad de México **Descripción**: CWG Markets, un bróker internacional líder en el mercado de CFDs sobre divisas, está buscando un Ejecutivo de Desarrollo de Negocios para unirse a su equipo en la Ciudad de México. En esta posición, serás responsable de...

  • Senior Recruiter

    hace 5 días

    Tlahuac, México Product School A tiempo completo

    **Senior Recruiter**: **We're on a mission at Product School** to empower people to build better products! As the global leader in Product Management certifications, we train Product Managers at all career stages and entire Product teams within organizations. Delivered live by globally recognized instructors, our certifications empower our 15,000+...