Compliance Testing Officer

hace 3 semanas

Tlahuac, México Citi A tiempo completo

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues.

Key Activities include:

- Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan.
- Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan.
- Analyzing and documenting report findings and having preliminary discussions with corresponding control/process owners.
- Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.
- Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities.
- Developing effective relationships within CT function and with other stakeholders including Business process owners and Internal Audit function.
- Identifying industry best practices and share insight with the CT teams on a regular basis.
- Informing CT management of significant compliance matters that require their attention or action.
- Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs.

**Qualifications**:

- 6-10 years of experience
- Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
- Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
- Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
- Effectiveness in working within a large scale and complex matrix organization is essential
- Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
- Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
- Knowledge of Compliance laws, rules, regulations, risks, and typologies
- Must be a self-starter, flexible, innovative, and adaptive
- Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
- Advanced analytical skills
- Excellent project management and organizational skills and capability to handle multiple projects at one time

**Education**:

- Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus

Licenciatura completa, maestria deseable.

Inglés avanzado

Preferentemente conocimineto en AML

Sanctions es un plus.
- **Job Family Group**:
Compliance and Control
- **Job Family**:
Testing
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**.

View the **EEO Policy Statement**.

View the **Pay Transparency Posting

  • Compliance Officer

    hace 2 meses

    Tlahuac, México GS Inima Servicios Corporativos, SA de CV A tiempo completo

    **COMPLIANCE OFFICER** **Formación**: Licenciatura en Derecho o Administración de Empresas - titulado. Nível de inglés alto. Disponer de alguna certificación de Compliance. **Edad**: 28 - 50 años **Sexo**: indistinto **Experiência**: Mínimo de 3 años en puesto similar, de preferencia en empresas del sector. Experiência en manejo de sistemas...

  • Compliance Officer

    hace 1 día

    Tlahuac, México GS Inima Servicios Corporativos, SA de CV A tiempo completo

    **COMPLIANCE OFFICER** **Formación**: Licenciatura en Derecho o Administración de Empresas - titulado. Nível de inglés alto. Disponer de alguna certificación de Compliance. **Edad**: 28 - 50 años **Sexo**: indistinto **Experiência**: Mínimo de 3 años en puesto similar, de preferencia en empresas del sector. Experiência en manejo de sistemas...

  • Compliance Programs Officer Dir

    hace 1 mes

    Tlahuac, México Citi A tiempo completo

    The Citi Country Compliance Officer (CCCO) is responsible for overseeing the Compliance Program for all Citi activity within the jurisdiction: regulated branches, legal entities and other affiliates, as well as shared service centers, such as Citi Service Centers (CSCs). This includes ensuring global policies, standards and processes are applied, and...

  • Officer Ii, Aml Compliance

    hace 1 semana

    Tlahuac, México Western Union A tiempo completo

    **Officer II, AML Compliance **- Mexico DF, Mexico** Do your talents lie in developing and motivating a team? Are you ready to work for a truly innovative and international organization? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing each of us to thrive? Then it’s time...

  • Compliance Testing Group Manager

    hace 4 semanas

    Tlahuac, México Citi A tiempo completo

    Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

  • Compliance Testing Sr Analyst

    hace 3 semanas

    Tlahuac, México Citi A tiempo completo

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to assess the design and...

  • Officer Ii, Aml Compliance

    hace 5 días

    Tlahuac, México Western Union A tiempo completo

    **Officer II, AML Compliance **- Mexico DF, Mexico** Do your talents lie in developing and motivating a team? Are you ready to work for a truly innovative and international organization? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing each of us to thrive? Then it’s time...

  • Aml Compliance Officer

    hace 4 semanas

    Tlahuac, México DiDi Global A tiempo completo

    Company Overview: DiDi Global Inc. is the world’s leading mobility technology platform. It offers a wide range of app-based services across markets including Asia-Pacific, Latin America and Africa, including ride hailing, taxi hailing, chauffeur, hitch and other forms of shared mobility as well as auto solutions, food delivery, intra-city freight, and...

  • Gte Relationship Officer

    hace 6 días

    Tlahuac, México Santander A tiempo completo

    Gte Relationship Officer Country: Mexico Administrar y operar las carteras de los clientes de BP en relación a los servicios y productos transaccionales, inversión y en el manejo de patrimonio, en base a las políticas y procedimientos del Grupo, referentes a créditos, compliance, administración de productos. Impulsar la vinculación de los clientes...

  • Compliance Officer, Monitoring and Reporting

    hace 4 días

    Tlahuac, México Western Union A tiempo completo

    **Compliance Officer, Monitoring and Reporting **- Mexico DF, Mexico** Do your talents lie in developing and motivating a team? Are you ready to work for a truly innovative and international organization? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing each of us to thrive?...

  • Information Security

    hace 7 días

    Tlahuac, México DiDi Global A tiempo completo

    Company Overview: DiDi Global Inc. is the world’s leading mobility technology platform. It offers a wide range of app-based services across markets including Asia-Pacific, Latin America and Africa, including ride hailing, taxi hailing, chauffeur, hitch and other forms of shared mobility as well as auto solutions, food delivery, intra-city freight, and...

  • Compl Testing Sr Analyst

    hace 2 semanas

    Tlahuac, México Citi A tiempo completo

    The Compliance Testing Sr Analyst (C12) Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi’s compliance...

  • Compliance Product Officer

    hace 2 semanas

    Tlahuac, México Citi A tiempo completo

    **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM - Assisting with regulatory inquiries and/or examinations. - Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and...

  • Logistics Officer

    hace 2 meses

    Tlahuac, México Tetra Pak A tiempo completo

    At Tetra Pak we commit to making food safe and available, everywhere; and we protect what's good - protecting food, protecting people, and protecting the planet. By doing so we touch millions of people's lives every day. And we need people like you to make it happen._ **Job Summary**: As our Logistic Officer and Data Analyst you will join our Logistics Team...

  • Regulatory Solutions Officer

    hace 3 semanas

    Tlahuac, México Nubank A tiempo completo

    **About Nubank** Nubank was founded in 2013 to free people from a bureaucratic, slow and inefficient financial system. Since then, through innovative technology and outstanding customer service, the company has been redefining people's relationships with money across Latin America. With operations in Brazil, Mexico, and Colombia, Nubank is today one of the...

  • Logistics Officer

    hace 2 meses

    Tlahuac, México Tetra Pak A tiempo completo

    At Tetra Pak we commit to making food safe and available, everywhere; and we protect what's good - protecting food, protecting people, and protecting the planet. By doing so we touch millions of people's lives every day. And we need people like you to make it happen._ **Job Summary**: We are looking for a Logistics Officer, who will provide customers with...

  • Logistics Officer

    hace 2 meses

    Tlahuac, México Tetra Pak A tiempo completo

    At Tetra Pak we commit to making food safe and available, everywhere; and we protect what's good - protecting food, protecting people, and protecting the planet. By doing so we touch millions of people's lives every day. And we need people like you to make it happen._ **Job Summary**: We are looking for a Logistics Officer, who will provide customers with...

  • Business Control Officer

    hace 2 semanas

    Tlahuac, México Sumitomo Mitsui Banking Corporation A tiempo completo

    **Role Description**: The SMBC Mexico Office Business Control Officer (BCO) is a business-aligned change agent and risk management individual contributor. The BCO provides the Business Unit with guidance on processes and control design, ensures effective assessment of risk across the transaction lifecycle, and supports Business Unit interaction with 2nd LoD...

  • Logistics Officer

    hace 2 meses

    Tlahuac, México Tetra Pak A tiempo completo

    At Tetra Pak we commit to making food safe and available, everywhere; and we protect what's good - protecting food, protecting people, and protecting the planet. By doing so we touch millions of people's lives every day. And we need people like you to make it happen._ **Job Summary**: As our Logistic Officer you will join our Logistics Team Supporting Tetra...

  • Enterprise Risk

    hace 2 semanas

    Tlahuac, México Citi A tiempo completo

    **Job Background** The Risk Data, Analytics, Reporting & Technology (DART) function is responsible for (i) supporting intelligent risk decisions and proactive management of Citi’s risks across the enterprise, (ii) delivering risk information and analysis to help risk managers and senior management navigate complex risks and regulatory landscape, (iii)...