Citi- Aml Policy and Regulatory Sr. Analyst

hace 2 semanas

Ciudad de México CDMX Citi A tiempo completo

The Execution Intermediate Analyst is an intermediate position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be a potential risk to Citi.

**Responsibilities**:

- Conduct investigations and research on potentially suspicious clients using various internal and external systems and databases
- Conduct Cross Sector reviews among multiple Citi business lines.
- Document and report the review/investigation findings and prepare case files with the required supporting documentation
- Summarize, in writing, clear and concise findings of the investigation
- Advise senior management on next steps and provide recommendations on the next course of action (relationship retention, termination, Suspicious Activity Report (SAR))
- Manage risk by analyzing the root cause of issues and impact to business
- Has the ability to operate with a limited level of direct supervision.
- Can exercise independence of judgement and autonomy.
- Acts as SME to senior stakeholders and /or other team members.

**Qualifications**:

- 2-5 years’ relevant experience
- Knowledge of AML regulations preferred
- Proficient in MS Office
- Excellent verbal and written communication skills
- Demonstrated analytical skills

**Education**:

- Bachelor’s/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

**Job description**

**Responsibilities**:

- Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies, and practices for AML. Review AML policies and follow up to the questions and observations from the AML teams, ensuring all are attended.
- Participate in the policy development groups and in the AML Policy Committee.
- Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed.
- Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to management on how to proceed, and drafting responses for the regulatory inquiries. Record, tracking and follow up to regulatory requirements, as well as regulatory interactions.
- Monitoring of adherence to Citi’s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. Execute the update process of the Compliance Manual (gap analysis, prepare materials for their presentation to the Local AML Committee (CCC) and Audit Committee, among others.)
- Interacting and working with other areas within Citi, as necessary.
- Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Supporting and tracking regulatory changes impacting the assessment unit.
- Supporting the activities of the AML regulatory reports oversight process.
- Supporting and following up on AML regulatory and internal reviews.
- Has the ability to operate with a limited level of direct supervision.

**Qualifications**:

- Knowledge of AML laws, rules, regulations, risks and typologies.
- Must be a self-starter, flexible, innovative, and adaptive.
- Strong interpersonal skills with the ability to work collaboratively.
- Strong written skills from a legal perspective; strong verbal communication and interpersonal skills.
- Ability to both work collaboratively and independently; ability to navigate a complex organization.
- Advanced analytical skills.
- Excellent organizational skills and capability to handle multiple projects at one time.
- English proficiency of 80% (reading, writing, speaking).
- Preferable knowledge of Citi Risk and Controls system in Regulations Management, iCAPs and RET modules.
- Demonstrated knowledge in area of focus.

**Education**:

- Law bachelor’s degree.
- Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus.**Job Family Group**:
Compliance and Control
- **Job Family**:
AML Execution
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**.

View the **EEO Policy Statement**.

View the **Pay Transparency Posting

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