Surveillance Analyst

Join a Global Banking Institution in the role of **Surveillance Analyst - Markets Securities Services & Private Banking**

**Requirements**:

- An understanding of the rules relevant to trading and sales activities for financially traded products including Equities, Futures, Fixed Income and FX trading.
- ** Good knowledge of financial markets and traded products.**:

- Demonstrable experience (3 or more years) working in a Surveillance role. Consideration will also be given to those with Compliance Advisory, Operations or Front-Office experience.
- Ability to support decisions with sound reasoning. Ability to clearly articulate business and regulatory implications of analysis and findings.
- Strong analytical skills.
- Evidence of collaboration with key stakeholder functions as well as providing credible challenge to the business/desk supervisors in their daily risk management.
- Well-developed communications, analytical, organizational, and project management skills.

Activities:

- Identify potential new forms of staff or counterparty misconduct.
- Determine whether these could be identified through the surveillance team's current systems, processes, people and the data sets surveilled.
- In liaison with the Product Management and Transformation Team, prioritise the development of the systems, processes, people and data sets needed to (better) identify these new forms of misconduct for their business/asset class.
- Input into and track the development of these new surveillance capabilities.
- Deal with the alerts once they have already been passed through a first (level one) filter by the offshore team.
- Ensure that all alerts are satisfactorily escalated and resolved.
- Provide support and guidance for our expanding off-shoring function.
- By looking across the alerts (ie holistically) identify improvements the way in which alerts are generated to improve the effectiveness and efficiency of the surveillance process.
- Carry out in investigations requested by Regulators, senior management and the businesses/asset classes into certain practices, businesses, individuals and events. Escalate, as appropriate, any material findings or incidents of misconduct highlighted by these investigations.
- Coordinate or produce regular MI reports to key internal stakeholders including analysis of the MI.

**We offer**:
Beneffits above law

International exposue

Hybrid Working


Sueldo:
No mostrado por compañía

Categoría:
Contabilidad - Finanzas

Subcategoría:
Mercados financieros - Inversión

Localidad:
México-Ciudad de México-Azcapotzalco

Sector:
Servicios

Giro:
Servicios de Outsourcing, Head Hunter y Consultoría en R.H. (Servicios)

Tipo de contratación:
Tiempo completo - Permanente

Número de oferta:
16887852