Compliance Audit and Advisory Manager

hace 3 semanas

Ciudad de México Mastercard A tiempo completo

Our Purpose

We work to connect and power an inclusive, digital economy that benefits everyone, everywhere by making transactions safe, simple, smart and accessible. Using secure data and networks, partnerships and passion, our innovations and solutions help individuals, financial institutions, governments and businesses realize their greatest potential. Our decency quotient, or DQ, drives our culture and everything we do inside and outside of our company. We cultivate a

culture of inclusion

for all employees that respects their individual strengths, views, and experiences. We believe that our differences enable us to be a better team - one that makes better decisions, drives innovation and delivers better business results.

Title and Summary

Compliance Audit and Advisory Manager

Overview

Role

In this position you will perform the following key responsibilities:
Audit & Examinations:

- Coordinate with teams across Compliance to request information required for the Audits or Regulatory examinations.
- Coordinate with the Regulatory team to provide documents required for Examinations.
- Oversee any findings from Audits or Regulatory Examinations and ensure they are remediated accordingly.
- Coordinate with auditors to provide the requested information, set-up meetings, and interviews.
- Receive Final Reports and send Management Responses.
- Coordinate self-assessments for specific areas of the Compliance Department.
- Update and maintain policies and procedures relevant to Audits and Regulatory Examinations.
- Maintain the Compliance tracker for Audits & Exams and report up to the MTS Compliance and Global Team.
- Write summaries of Final Reports when required.
- Coordinate with The Source to select a Vendor for the annual external Audit.

Compliance Advisory:

- Support in implementing and maintaining procedures related to business products and opportunities risk assessment and mitigation.
- Coordinate with teams across Compliance to propose and implement controls and risk mitigation measures related to business products and opportunities.
- Support in implementing and maintaining procedures related to regulatory inventory and control mapping.
- Coordinate with teams across Compliance to propose and implement new controls to address changes to regulations.
- Coordinate and maintain Compliance controls tracker to ensure compliance with regulatory requirements and identified risk mitigation measures.
- Coordinate periodic controls and risk mitigation measures testing.
- Maintain and update the Compliance Regulatory Library and Risk Management tracker.
- Update and maintain Policies and Procedures relevant to the Compliance Advisory framework.
- Support in any ad-hoc project relevant to among others, Compliance Advisory, Transformation and Strategy frameworks.

Miscellaneous:

- Ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements.
- Keep an updated repository containing the Tracker, Reports, and documents from each area.
- Provide status and metrics for all the activities performed on a regular basis.

All About You
- University degree in related field
- Experience in compliance, audit, and risk management
- Knowledge of financial crimes and sanctions prevention requirements and controls (AML/CFT, Sanctions, etc.)
- Familiarity with industry practices and professional standard
- Significant background in regulated payments and financial services, especially money transfer
- payment systems
- Working knowledge of a regulated environment.
- Self-motivated with a proven track record of delivering success while working within a team environment.
- Excellent written/oral communication skills for documentation, drafting reports and presentations.
- Excellent communication, presentation and interpersonal skills including the ability to work with and influence colleagues at all levels.
- Excellent problem-solving skills
- Capable of process identification and mapping
- Digitally aware and experienced with process improvement, automation of manual processes.
- Highly competent in use of MS Office tools (PowerPoint, Excel, Visio)

Corporate Security Responsibility
- Abide by Mastercard’s security policies and practices;
- Ensure the confidentiality and integrity of the information being accessed;
- Report any suspected information security violation or breach, and
- Complete all periodic mandatory security trainings in accordance with Mastercard’s guidelines.

Corporate Security Responsibility

All activities involving access to Mastercard assets, information, and networks comes with an inherent risk to the organization and, therefore, it is expected that every person working for, or on behalf of, Mastercard is responsible for information security and must:
- Abide by Mastercard’s security policies and practices;- Ensure the confidentiality and integrity of the information being accessed;- Report any suspecte

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