Audit Manager Markets Expert
hace 3 semanas
Job Purpose:
As an Audit Manager, you will be responsible for leading general audit activities across the Group as part of the Global Internal Audit (GIA) team.
Main Responsibilities:
- Manage general audit activities for assigned segments across Global Internal Audit.
- Coordinate monitoring and continual assessment of risks arising from business activities.
- Confirm compliance monitoring and internal controls are in place, including processes for management of operational risk, in accordance with Company and regulatory standards.
- Identify audit process improvements to increase productivity, efficiency and contribution to economic profit without impacting effectiveness.
- Manage the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance of internal controls utilized to contain risks.
- Communicate significant issues to executive and senior management and make appropriate recommendations.
- Design and execute the audit scope for assigned segments and recommend related overall audit plan coverage and drives the coordination and collaboration of a consistent delivery of audit work across the Global Businesses and Global Functions.
- Validate issues, and creates supporting documentation.
- Maintain current knowledge of business, organizational, audit and technological changes as well as pertinent internal and regulatory policy and procedural requirements to ensure audit integrity, process innovation and service quality.
- Ensure value-added audit work is completed in accordance with Audit Instruction Manual (AIM) requirements.
- Requirements:
- Minimum of 3 to 5 years experience in risk or control aspects gained within any of the 3 lines of defense functions (e.g. Product Control / Finance, Market Risk, Regulatory Compliance, Front Office, Markets Operations, Model Risk, Counterparty Credit Risk, Markets Surveillance, Internal Audit etc)
- Business Proficiency in English
- Minimum of a bachelor's degree in finance, statistics, economics, banking, business or similar degrees with focus on capital markets and investment management
- Strong managerial skills, written and verbal communication skills, analytical, problem-solving, organizational, lateral thinking and interpersonal skills
- Broad knowledge of the Company, Group and financial services industry, business supported and the regulatory framework they operate in
- A baseline understanding of Global Markets products with an open mind to learn more
- Solid understanding of the business, risks and related controls within areas of responsibility
- Ability to
Requirements Summary:
This role requires a strong understanding of the Company, Group and financial services industry, as well as broad knowledge of Global Markets products.
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