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Senior Manager, Compliance Business Control Group

hace 1 mes


Xico, México Citi A tiempo completo
Job Summary

The Senior Manager, Compliance Business Control Group is responsible for leading a team of professionals in managing complex/critical/large professional disciplinary areas. This role requires a comprehensive understanding of multiple areas within a function and how they interact to achieve the objectives of the function. The ideal candidate will have a strong commercial awareness and excellent communication skills to negotiate internally and externally.

Key Responsibilities
  • Oversee the building and maintaining of the control/audit function working across a region/business
  • Responsible for inventory management process, vendor business support, and TPISA controls for Recovery
  • Lead team to develop process improvements and value for end users via control team
  • Lead continual assessment and improvement of the 3rd party Vendor oversight processes to include oversight of onsite and remote audits for 3rd parties, and ensuring compliance with Third Party policies
  • Responsible for strategic planning, budgeting, and policy formulation for the group including capacity planning and team development
  • Responsible for interaction and thought leadership in working with both Internal Audit and External regulators, and ownership of quarter end control results reviews with Collections Leadership and Business Partners
  • Responsible for change control process oversight for Collections and Recovery as well as oversight for multiple quality monitoring/quality control work
  • Collaborate on changes and to internal and regulatory policies as well oversight for Compliance monitoring and testing
Requirements
  • 10+ years of prior experience in regulatory compliance related work - Internal Audit, Risk management, Internal Procedures and Controls required
  • Proven ability to work cross-functionally exercising leadership through influence, persuasion, and negotiation
  • Exemplary thought leadership skills; able to build and lead strategic initiatives
  • Excellent relationship management skills
  • History of interactions with both Internal and External Regulators
  • Required Licensing/Registration: Series 7, Series 9, Series 10, Series 24, Series 63, Series 65
Education

Bachelor's/University degree or equivalent experience, potentially Masters degree