Compliance and Regulatory Affairs Professional

hace 3 días


Ciudad de México, Ciudad de México Moody's A tiempo completo

About the Role

We are seeking a highly skilled Compliance and Regulatory Affairs professional to join our team in Mexico City. The successful candidate will be responsible for coordinating compliance and regulatory affairs efforts across multiple jurisdictions, ensuring Moody's Local entities meet domestic regulatory requirements, and facilitating escalation and appropriate resolution of compliance and regulatory issues.

As a key member of our Compliance and Regulatory Affairs team, you will act as the designated deputy compliance officer and liaison with regulators in Mexico, Peru, Panama, Bolivia, and other specified jurisdictions. You will respond to supervisory inquiries, prepare periodic compliance reports, and prepare internal staff for regulatory examinations.

You will also support the development and management of anti-money laundering (AML) compliance frameworks in specified jurisdictions and act as designated AML Compliance Officer as required. Additionally, you will identify, analyze, and report policy and regulatory developments that could affect Moody's Local businesses in each relevant jurisdiction.

This role offers a unique opportunity to work with a leading financial services company and contribute to the development and implementation of codes of conduct, compliance policies, and procedures in alignment with Moody's Local regional standards.

Responsibilities

  • Coordinate compliance and regulatory affairs efforts in multiple jurisdictions to ensure Moody's Local entities meet domestic regulatory requirements.
  • Act as designated deputy compliance officer and liaison with regulators in specified jurisdictions.
  • Support the development and management of AML compliance frameworks in specified jurisdictions.
  • Analyze and report policy and regulatory developments affecting Moody's Local businesses in each relevant jurisdiction.
  • Contribute to the development and implementation of codes of conduct, compliance policies, and procedures in alignment with Moody's Local regional standards.

Requirements

  • 4-8 years of compliance and/or regulatory affairs experience at a financial industry regulator or regulated financial services firm.
  • Strong written and oral communication skills, fluent in English and Spanish, both verbal and written.
  • Professional, pro-active, flexible, diligent, and dependable.
  • Excellent interpersonal skills and team-oriented.
  • Ability to adapt to changing business and regulatory environments.
  • Must be able to work on own initiatives, with limited supervision.
  • Unquestionable personal code of ethics, integrity, inclusion, and trust.

About Us

Moodys is an equal opportunity employer. We offer a competitive salary range of $80,000 - $120,000 per year, depending on experience, plus benefits.



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