VP of Regulatory Compliance
hace 1 semana
We are hiring for one of our clients in the Digital Asset payment industry in Singapore.
What You'll Do
- Own the full compliance program: policies, monitoring, surveillance, conflicts, best execution, client asset rules, etc.
- Advise on fund launches, offering documents, investor suitability, valuations, and marketing rules.
- Handle all MAS reporting, inspections, licensing changes, and senior appointments.
- Work with product and tech teams to build compliant systems and controls.
- Lead or support Hong Kong SFC licensing (Type 1/4/9) and ongoing compliance.
- Run training programs and drive a strong compliance culture.
You Need
- 7+ years in investment/fund-management compliance at a fintech, broker, asset manager, or exchange.
- Strong grasp of Singapore's SFA, FAA, CIS Code, custody rules, and tech/outsourcing guidelines.
- Experience with tokenized assets or carbon credits is a bonus.
- Comfortable in agile, tech-driven environments.
- Hong Kong SFC experience is highly valued.
- Relevant certifications (CMFAS, ACAMS, CFA, etc.) are a plus.
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