Citi Quality Assurance, Monitoring

Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks.

The DART CAO - MCA Controls, Testing and Analytics Team resides within the Controls function of the DART Chief Administrative Office. The primary responsibilities of the team includes the centralized monitoring of the control execution of the EMP, SMP and Local Content ARCMs across the various Teams of the DART organization as well asproviding centralized oversight of the governance of EUCs and ITeSS.

**Responsibilities**:

- MCA responsibilities include; ensuring all results of control performance are documented in GRC, are properly communicated to the GAU Owners, as well as summarized to DART senior management
- Additional EUC Oversight Responsibilities include providing guidance on; the requirements of the EUC Policy/Standard, proper EUC identification and risk assessment, risk reduction planning and execution as well as liaising with the Risk Sector Leads to ensure directives from the Enterprise EUC Central Team are properly communicated to all key stakeholders (Head of DART, Team Leads, EUC Champions, EUC Owners)
- Help support for the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality
- Help conduct routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance
- Assist to review stakeholder/client feedback and respond to any quality assurance complaints or issues in a timely and efficient manner
- Support quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process
- Help develop and execute Monitoring and Testing for controls, including control design assessment and design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tool
- Support reporting on quality control outcomes and control effectiveness to top management and relevant stakeholders
- Have a good understanding of the Citi Risk & control framework and the underlying fundamentals on Risk Management
- Help teams involved in the end-to-end monitoring of the controls as defined in Risk Management policy
- Participate in strategic initiatives for control performance enhancements
- Participate in leadership meetings to analyze documentation and processes to ensure risks and control points are properly addressed
- Help in Control & Monitoring Design Assessment (CMDA) meetings
- Help to identify any monitoring breaks and suggest enhancements

**Qualifications**:

- Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry.
- Ability to identify, measure, and manage key risks and controls.
- Strong knowledge in the development and execution for controls.
- Proven experience in control related functions in the financial industry.
- Proven experience in implementing sustainable solutions and improving processes.
- Understanding of compliance laws, rules, regulations, and best practices.
- Understanding of Citi’s Policies, Standards, and Procedures.
- Strong analytical skills to evaluate complex risk and control activities and processes.
- Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level.
- Strong problem-solving and decision-making skills.
- Ability to manage multiple tasks and priorities.
- Proficiency in Microsoft Office suite, particularly Excel, PowerPoint, and Word.

**Education**:
Bachelor's/University degree or equivalent experience

**Qualifications**:

- Fluent English (must)
- Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry.
- Ability to identify, measure, and manage key risks and controls.
- Strong knowledge in the development and execution for controls.
- Proven experience in control related functions in the financial industry.Job Family Group:
Controls Governance & Oversight
- **Job Family**:
Quality Assurance, Monitoring & Testing
- Time Type:
Full time
- Most Relevant Skills

Analytical Thinking, Assurance Strategy, Communication, Constr