Lam/mx Assistant Manager Financial Crime Investigations Triage

hace 6 días

Cuauhtémoc, México HSBC A tiempo completo

-Job description**Role purpose**

The Triage stage within Financial Crime (FC) Investigations is the initial referral point for all leads, internally and externally generated, believed to require investigation or a regulatory filing. The Triage Team is responsible for quickly and accurately assessing leads for eligibility and completeness to initiate a case within FC. Qualified cases are passed to the appropriate External Investigative Reporting Team (for immediate decisioning), Major Investigations(MJI), Fraud Investigations Management(FIM) and Complex Investigations teams (for investigation).

**Main activities**

The jobholder will typically deal with the following:

- Stage 1_
- Identifying and prioritizing referrals received where special action is required, e.g.:

- where urgent action is required
- staff-related referrals (internal investigations)
- Creation of the case onto the case-management system
- Allocation of the case to a Triage Investigator (i.e. colleagues dealing with wider Triage Investigations)
- Stage 2_
- Assessing / validating that the referral meets acceptance criteria.
- Undertaking HSBC exposure check, acceptance criteria and case qualification, prior cases review and additional activities for the Corporate and Institutional Banking customers.
- Passing case onto Investigations (Complex or MJI or External Investigative Reporting or Function Instructional Manual) or other FC Team (by agreed method)
- Or, completing the case within Triage and closing the case as appropriate.
Requirements- Capable of picking up, and applying, new ideas/concepts quickly
- Excellent organisation and analytical skills
- Enthusiasm and a positive ‘can do’ attitude
- Efficient and effective decision-making skills
- Good PC skills and knowledge of Microsoft software
- Adaptability, flexibility and resilience
- Knowledge of bank enquiry systems and general aspects of the bank processes
- Strong inter-personal, customer service and communication skills - written and verbal
- A self-motivated person who has the ability to work effectively alone as well as a team-player
- Able to work accurately and to remain calm and controlled under pressure whilst performing all functions of the role
- Existing FC and/or Fraud Operations / Investigations or Branch experience would be an asset

  • Lam/mx Financial Crime Sr Manager

    hace 2 semanas

    Cuauhtémoc, México HSBC A tiempo completo

    -Job description**Role purpose**The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the Regulatory and Financial Crime Compliance risks inherent in or...

  • Lam/mx Financial Crime Detection Sr Manager

    hace 4 semanas

    Cuauhtémoc, México HSBC A tiempo completo

    -Job description**Role purpose**Financial Crime (FC) focuses on the specific financial crime threats the firm faces now and in the future, pioneering the techniques and technology that protect our business, our customers, and the many communities in which we operate from the harms associated with financial crime. FC harnesses intelligence, analytics,...

  • Lam/mx Financial Crime Detection Analyst

    hace 6 días

    Cuauhtémoc, México HSBC A tiempo completo

    -Job description**Role purpose** Financial Crime (FC) focuses on the specific financial crime threats the firm faces now and in the future, pioneering the techniques and technology that protect our business, our customers, and the many communities in which we operate from the harms associated with financial crime. FC harnesses intelligence, analytics,...

  • Lam/mx Assistant Manager Financial Crime Major

    hace 5 días

    Cuauhtémoc, México HSBC A tiempo completo

    -Job description**Role purpose**The jobholder would work in the Major Investigations dedicated to mitigating financial crime damages.The appointee will:- Ensure global processes are followed for the gathering and preservation of evidence according to applicable legal, regulatory or law enforcement rules of custody and disclosure;- Ensure consistent processes...

  • Lam Vetting Oversight Manager

    hace 4 semanas

    Cuauhtémoc, México HSBC A tiempo completo

    -Job description**Role purpose**The LAM/MX Manager Compliance Fraud Risk is a Second line of defense (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the Regulatory and Financial Crime Compliance risks...

  • Lam/mx Financial Crime Detection Analyst

    hace 3 semanas

    Cuauhtémoc, México HSBC A tiempo completo

    Job description**Role purpose**Financial Crime (FC) focuses on the specific financial crime threats the firm faces now and, in the future, pioneering the techniques and technology that protect our business, our customers, and the many communities in which we operate from the harms associated with financial crime. It harnesses intelligence, analytics,...

  • Lam/mx Financial Crime Detection Analyst

    hace 2 semanas

    Cuauhtémoc, México HSBC A tiempo completo

    -Job descriptionJob Summary: Financial Crime (FC) focuses on the specific financial crime threats the firm faces now and in the future, pioneering the techniques and technology that protect our business, our customers, and the many communities in which we operate from the harms associated with financial crime. FC harnesses intelligence, analytics,...

  • Assistant Manager Major Investigations Lam

    hace 6 días

    Cuauhtémoc, México HSBC A tiempo completo

    -Job description**Role purpose** The jobholder would work in the Major Investigations dedicated to mitigating financial crime damages. The appointee will: - Ensure global processes are followed for the gathering and preservation of evidence according to applicable legal, regulatory or law enforcement rules of custody and disclosure; - Ensure consistent...

  • Lam Vetting Oversight Manager

    hace 13 horas

    Cuauhtémoc, CDMX, México HSBC A tiempo completo

    -Job description **Role purpose** The LAM/MX Manager Compliance Fraud Risk is a Second line of defense (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the Regulatory and Financial Crime Compliance risks...

  • Lam/mx Financial Crime Detection Analyst

    hace 2 semanas

    Cuauhtémoc, CDMX, México HSBC A tiempo completo

    -Job description Job Summary: Financial Crime (FC) focuses on the specific financial crime threats the firm faces now and in the future, pioneering the techniques and technology that protect our business, our customers, and the many communities in which we operate from the harms associated with financial crime. FC harnesses intelligence, analytics,...