Compliance Assurance Manager – Risk and Compliance Assurance Services
hace 2 semanas
If you’re looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you’ll be.
We are currently seeking an experienced professional to join our team in the role of
Compliance Assurance Manager – Risk and Compliance Assurance Services
Role purpose:
Controls Assurance (CA) reports into Risk and Compliance Assurance Services (RCAS) and is responsible for assuring the risk management of critical business processes and specified non-financial and financial risks across the Group, principally by testing mitigating controls. This is achieved by building out a centralized offshore capability that will deliver agile, insightful, and cost-efficient assurance. CA also provides a resource augmentation service to other assurance teams within the Bank, becoming a vehicle to effectively manage assurance costs and resources. Also, CA works together with the RCAS Automation and Analytics team to develop, test and deploy their Continuous Assurance objectives.
The role holder will be required to support the VicePresident, Technology, Cyber Security and Data (TCSD) and Head of CA (GSC Country Location Name) in leading or working with a team to assess the effectiveness of controls relating to the TCSD risks and identifying and raising issues where control gaps lead to material unaddressed risks.
Main activities:
Customize and localize standard test scripts and then evaluate assigned controls for design and operating effectiveness, raise issues as appropriate. Ensure that assigned control assessments are accurate, effective, abide by RCAS & CA procedures and templates, and meet quality control requirements. Ensure that assigned control assessments are delivered on time, in accordance with the CA assessment plan. Supervise the delivery of assigned control assessments using experience and knowledge to intervene and redirect testing as required, resolving, or redirecting escalations as required. Manage control owners and other stakeholders, ensuring the success of each assigned reviews, minimising contention where possible and requesting support, where deemed necessary. Manage the documentation of distinct control types, covering key aspects, such as remit, main processes, and handovers to other teams. Ensure that issue owners complete sufficient root cause analysis for all material issues and have appropriate remediation plans in place. Develop and motivate the CA Managers through coaching and on-the-job training, ensuring the successful delivery of assigned control assessments. Support the VPs of the CA Global Service Center Mexico in fulfilling their CA responsibilities as required, including resource augmentation, planning forthcoming reviews, drafting issues, contributing to the development of procedures and templates. Requirements Bachelor’s degree in related field such as business, finance, law, or equivalent experience; master’s degree preferred. Minimum of 2 years of experience in assurance, audit, compliance or risk management within financial services or other major industries. Business Proficiency in English. Good understanding of Operational Resilience Risk, Insurance, Resilience Risk contains policies on: Technology and Cyber Security Risk and/or the aptitude to develop this understanding in good time, and must be familiar regarding relevant regional laws, regulations, and the overall regulatory environment. Requires understanding of Data Risk, Data Privacy Law, Building Unavailability, Workplace Safety, Protect People and Places against malevolent act (Protective Security), Business Interruption and Incident Risk, Third Party Risk, Transaction Processing Risk Proven organizational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills. Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines. Experience working with local and regional stakeholders and an understanding of global standards of quality. Ability to work with different cultural groups and build consensus. Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely. Experience utilizing assurance automation and analytics tools preferred.
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