First Line Risk and Control

Manager A CSEM Main roles Risk management - Is aware of the Operational Risk scenarios associated with the role and acts in a manner that takes into account operational risk considerations. - Fully understands the Exit policy as set forth in the Compliance FIM and the Secretary's requirements. Observation of Internal Controls Main functions and roles -...

**_Head of Customer Selection and Exit Management (CSEM)_** **Role Purpose** - Head CSEM Secretariat ensures the manage of the activities to build the customer profile and obtain the decision through recognized Decision mechanisms (e.g. RRCSC); to execute that decision, CSEM coordinates execution activities with other departments who own them e.g. customer...

En HSBC estamos comprometidos a construir una cultura donde todos los empleados y clientes sean valorados independientemente de su sexo, edad, orientación sexual, etnia, discapacidad, creencia religiosa, antecedentes o cualquier otro aspecto personal diferente. Los empleados de HSBC actuamos mostrando integridad con valor, manteniéndonos firmes en lo que...

-Job description **Gerente DBS Risk and Control WPB** *** **General Role Purpose** The role holder is expected to facilitate the maintenance of an effective operational risk and control environment via the execution of the Risk and Control Assessment (RCA) process, provide inputs for identification of relevant risks through Thematic Reviews and ensure...

The Compl Bus Control Group Mgr is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of multiple areas within a function and how they interact in order to achieve the objectives of the function. Applies in-depth understanding of the business...

**Gerenta A Periodic Review & Trigger Events** **Propósito del Puesto** Garantizar las revisiones periódicas de los clientes del portafolio WPB asegurando que el perfil CDD de los clientes esté actualizado incluyendo KYC, perfil transaccional, información del cliente y sus productos en el sistema core (Hogan) y el riesgo del cliente...

Head of Traded Risk MX and LAM **Role purpose** Lead a team responsible for providing independent oversight of Market, Counterparty credit risk and Treasury Risk (Liquidity, Funding, IRRBB, Capital and Pension Risk) for the region (Mexico, Argentina, Brazil, Chile and Uruguay). Ensure that MSS and Markets Treasury exposures are within the Risk Appetite,...

-Job description **If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.** Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk...

-Job description Role holders will carry out activities that will include most of the following: - Co-ordinate and manage projects; typically working on smaller projects/assignments - Assisting in delivery of larger projects - Implementing company policy and contributing to the attainment of functional results - Ensuring the quality of tasks/services...

**About BNP Paribas**: BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 74 countries, with more than 192,000 employees, including more than 146,000 in Europe. The Group has key positions in its three main activities: Domestic Markets and International Financial Services (whose retail-banking networks and financial...

The Legal Support Specialist 3 is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Good understanding of how the team and area integrate with others in accomplishing the objectives...

-Job description **Risk & Controls Chief Control Office LAM** *** **Purpose of the role**: The role holder will partner with the LAM Chief Control Officer to ensure delivery of risk based, strategic outcomes, including informing and advising on risk and control issues, initiatives and updates that impact LAM countries, supporting the Entity to manage the...

**Responsibilities**: - Responsibility covers managing portfolio risk policy for the aligned products, focusing on growing and maintaining healthy portfolios through line and various accounts maintenance programs such as limit increase/ decrease, accounts renewals/ closure, cross-selling between products - Manage merchant policy for Cards product, focusing...

-Job description **Role purpose** Role holder responsibilities include, but are not limited to: - Carrying out thorough preparation and high-quality reviews of First Line of Defence (1LoD) controls. - Maintaining working relationships with key stakeholders including keeping abreast of key business, regulatory and industry developments and any changes to...

-Job description **Role purpose** The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the Regulatory and Financial Crime Compliance risks inherent...

WeWork Reforma Latino (97001), Mexico, Ciudad de Mexico, Ciudad de Mexico Head of Risk Management **Sr Manager, Risk Management** **Responsibilities**: - Support the coordination of work related to Capital One Mexico’s risk management function, working with the first line of defense Technology, Cyber, and other infrastructure function teams, Lines of...

-Job description **Role Purpose**: The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the risks inherent in or arising from the conduct of their activities...

**Role Description**: The SMBC Mexico Office Business Control Officer (BCO) is a business-aligned change agent and risk management individual contributor. The BCO provides the Business Unit with guidance on processes and control design, ensures effective assessment of risk across the transaction lifecycle, and supports Business Unit interaction with 2nd LoD...

**Risk Analytics and Modelling** **Job Profile** Risk Analytics & Modelling roles are responsible for modelling and analytic controls covering design, development, implementation, optimisation and validation. They provide provision of analytics to identify risks, new risk trends, management information, forecasts, and recommend model or control amendments...

-Job description **Job Summary**: The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the risks inherent in or arising from the conduct of their activities...