Lam Risk and Compliance Head of Functional Execution

hace 8 meses


Tlahuac, México HSBC A tiempo completo

-Job description

**Role purpose**

The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the Regulatory and Financial Crime Compliance risks inherent in or arising from the conduct of their activities and for which they are responsible. The Second LOD consists of 'Risk Stewards' who are independent of the commercial risk-taking activities undertaken by the First LOD. The Compliance function is a Risk Steward for a number of non-financial risks in accordance with HSBC Group’s risk framework.

The FEM Head will be in charge of managing costs for the Risk and Compliance funciton in Latin America which typically involves overseeing various administrative functions, including budgeting, cost control, financial analysis, and resource allocation. Responsibilities include developing and implementing cost-saving strategies, optimizing operational efficiency, negotiating contracts with vendors, monitoring expenses, analyzing financial data to identify areas for improvement, and providing recommendations to senior management. Additionally, it will collaborate with other departments to streamline processes and ensure compliance with regulatory requirements. Strong leadership, financial acumen, and strategic planning skills are essential for this role.

**Main activities**
- **Budgeting and Cost Control**: Develop and oversee the bank's budgeting process, ensuring alignment with organizational goals and objectives. Implement cost control measures to optimize spending and minimize expenses while maintaining operational effectiveness. Regularly review financial reports and performance metrics to identify variances and areas for improvement
- **Financial Analysis and Strategic Planning**: Conduct in-depth financial analysis to identify trends, opportunities, and risks related to costs and expenses. Use data-driven insights to develop strategic plans for cost management and resource allocation. Collaborate with senior management to set financial targets and develop action plans to achieve them.
- **Vendor Management and Contract Negotiation**: Manage relationships with vendors and negotiate contracts to secure favorable terms and pricing for goods and services. Evaluate vendor performance and assess opportunities for cost savings or efficiency gains. Stay informed about market trends and industry best practices to identify potential cost-saving opportunities and drive continuous improvement initiatives.
- **Operational Efficiency Optimization**: Identify and implement strategies to enhance operational efficiency across various functions within the bank. Streamline processes, eliminate redundancies, and optimize workflows to reduce costs and improve productivity. Work closely with department heads and team leaders to identify bottlenecks and implement solutions that maximize resource utilization

**Leadership & Teamwork**
- **Effective Communication**: strong communication skills to effectively convey cost management strategies, budgetary requirements, and financial performance to senior stakeholders. Clear and concise communication is essential for building trust, gaining buy-in, and aligning stakeholders with the bank's cost management objectives.
- **Collaborative Decision-Making**: collaborative decision-making environment by actively involving relevant stakeholders in the budget negotiation process and strategic planning discussions. This approach ensures that diverse perspectives are considered, leading to more robust cost management plans and increased stakeholder engagement. Additionally, the CAO must facilitate cross-functional teamwork to implement cost-saving initiatives effectively.
- **Influential Leadership and Negotiation Skills**: Strong negotiation skills to advocate for the budgetary needs of their function while balancing the expectations and priorities of senior stakeholders. negotiations effectively.
Requirements
- **Financial Acumen**: Strong understanding of financial principles, including budgeting, forecasting, financial analysis, and cost control techniques. Proficiency in interpreting financial statements and analyzing financial data to make informed decisions.
- **Strategic Planning**: Ability to develop and implement strategic plans for cost management that align with the bank's overall objectives. Capacity to identify opportunities for cost reduction and operational efficiency improvements while balancing risks and compliance requirements.
- **Leadership and Management**: Demonstrated leadership skills to inspire and motivate teams, foster a culture of cost-consciousness, and drive change within the organization. Experience in managing and developing teams to achieve performance goals and objectives.
- **Communication Skills**: Excellent communication skills to effectively convey complex



  • Tlahuac, México Capital One A tiempo completo

    WeWork Reforma Latino (97001), Mexico, Ciudad de Mexico, Ciudad de Mexico Head of Risk Management **Sr Manager, Risk Management** **Responsibilities**: - Support the coordination of work related to Capital One Mexico’s risk management function, working with the first line of defense Technology, Cyber, and other infrastructure function teams, Lines of...


  • Tlahuac, México HSBC A tiempo completo

    -Job description **Risk & Controls Chief Control Office LAM** *** **Purpose of the role**: The role holder will partner with the LAM Chief Control Officer to ensure delivery of risk based, strategic outcomes, including informing and advising on risk and control issues, initiatives and updates that impact LAM countries, supporting the Entity to manage the...

  • Lam Antibribery

    hace 8 meses


    Tlahuac, México HSBC A tiempo completo

    -Job description **Role purpose** - To Assist in the development and implementation in Latin America of standards and policies on reputational risk within LAM Region. Work with Latin America Compliance functions and managers,


  • Tlahuac, México HSBC A tiempo completo

    -Job description Financial Crime focuses on the specific financial crime threats the firm faces now and in the future, pioneering the techniques and technology that protect our business, our customers, and the many communities in which we operate from the harms associated with financial crime. The jobholder is accountable for leading one of FC’s regional...


  • Tlahuac, México HSBC A tiempo completo

    -Job description **Head of Propositions Data and Analytics**: This position manages multiple teams of senior professionals through other senior managers (GCB 3). Leads the strategy for 5+ million customers, manages US$4.5 billion in demand deposit balances and is directly accountable for US$ 455 million in revenues (30% of WPB total revenues). The function...


  • Tlahuac, México Citi A tiempo completo

    **Responsibilities**: - Coordinate key regulatory interactions (formal examinations, on-going supervisions, ad-hoc regulatory deliverables) that span across geographies (Local and Citi levels), businesses, products, support and control functions. - Ensure adherence to regulatory governance standards to promote consistency of processes across the...

  • In-business Regulatory

    hace 6 meses


    Tlahuac, México Citi A tiempo completo

    **Responsibilities**: - Responsible for leading the internal business control teams; working with leaders and business/functional leaders to ensure control policies and practices provide continuing value to the organization and ensure compliance with all applicable regulatory & policy requirements. - Accountable for audit and exam management, issue...


  • Tlahuac, México Microsoft A tiempo completo

    The Microsoft (MS) Mexico Compliance Manager is part of the Americas Enterprise Compliance Finance team. The MS Mexico Compliance Manager reports to the Americas Enterprise Compliance Lead and partners closely with the Microsoft Mexico Country Manager, CFO and the Enterprise Commercial and Public Sector teams to help them achieve their goals while ensuring...


  • Tlahuac, México Citi A tiempo completo

    The Execution Group Manager is a senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to use cross-functional knowledge to lead AML team to achieve operational goals and maximize business impact. This role will manage operational planning and...

  • Information Risk

    hace 7 meses


    Tlahuac, México Trinity Industries A tiempo completo

    **Trinity Industries** is looking for a **Information Risk & Compliance Supervisor** in **Queretaro, MX.** The Information Risk and Compliance Supervisor functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. This role is pivotal in the day-to-day execution of core risk...


  • Tlahuac, México Cognizant A tiempo completo

    **We’re hiring!** At Cognizant we have an ideal opportunity for you to be part of one of the largest companies in the digital sector worldwide. A Great Place To Work where we look for people who contribute new ideas, experiencing a dynamic and growing environment. At Cognizant we promote an inclusive culture, where we value different perspectives...

  • Lam Risk Uair

    hace 6 meses


    Tlahuac, México HSBC A tiempo completo

    -Job description Job Summary: - Supervise on-going and scheduled audits/reviews and regulatory inspections to ensure all information requirements and pending doubts/comments from the reviewer teams are properly responded. - To liaise with internal teams/stakeholders whenever an information or meeting requirement is in place for teams within Risk &...


  • Tlahuac, México Citi A tiempo completo

    The In-business Risk Oversight (IBRO) function within the Chief Administrative Office within Legacy Franchises and leads the oversight of Risk’s Controls and In Business Risk Management Framework to ensure that best practices are employed across the segment. The IBRO group is a centralized team specializing in the implementation of Cohesive Risk and...


  • Tlahuac, México HSBC A tiempo completo

    -Job description The Wholesale Business Financial Crime Risk Manager (BFCR), is a member of the Mexico and Non Financial Risk & Business Financial Crime Risk LAM Wholesale team in charge of implementing financial crime risk global policies and procedures as well as local financial crime risk regulation. The role also requires to implement and monitor...


  • Tlahuac, México Citi A tiempo completo

    Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...


  • Tlahuac, México HSBC A tiempo completo

    -Job description **Head of Direct Channels Mexico** The Head of Direct Channels is a member of the WPB Mexico Executive Committee reporting into the Head of WPB Mexico. The role holder is responsible for: - **Setting the overall strategy and transformation plan of Digital, Contact Centre, ATMs, CDMs and retail partners** - **Meeting or exceeding key...


  • Tlahuac, México HSBC A tiempo completo

    -Job description **Chief Information Officer (CIO) Mexico & LAM** **Role Purpose** This position has responsibility for all business and IT operations across HBMX and LAM through geographic oversight of the following global or HTS functions; Software Delivery, IT Operations, Service Delivery, Change Delivery, Global Banking and Markets HTS, All these...


  • Tlahuac, México HSBC A tiempo completo

    -Job description The Lead of MSB, TPPP, Correspondent Banking & Affiliates for LAM is positioned as a key role in the FIG management team within the region, responsible for supporting the Regional Head in end to end risk management and governance of the Correspondent Banking portfolio (including Banks, Money Service Businesses (MSB) and Third Party Payment...


  • Tlahuac, México HSBC A tiempo completo

    -Job description The CCO Manager for Wholesae is responsible for assisting with the effective governance and management of non-financial risks in the First Line of Defence. The jobholder should provide specialist risk and control advice and/or support, challenges and insights, promoting risk and control monitoring and decision-making. Principal...

  • Mca Coordinator

    hace 6 meses


    Tlahuac, México Citi A tiempo completo

    The Legal Support Specialist 3 is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Good understanding of how the team and area integrate with others in accomplishing the objectives...