Compliance Monitoring, Rates Sr Analyst

hace 4 semanas

Ciudad de México CDMX Citi A tiempo completo

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to assess the design and effectiveness of key controls, reporting, and escalates any violations of laws or breaches of policy identified while consistently validating the adequacy of measures used to address reported issues.

**Responsibilities**:

- Develops, implements, and executes compliance testing, continuous assurance, and reporting programs within assigned region for a component of a product line, function, or legal entity in accordance with Compliance Testing (CT) Plan.
- Participates in the planning, executing, and reporting of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CTA Plan.
- Performs compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan and reports any findings to the Compliance Testing Management team as necessary and documents them accordingly.
- Utilizes innovative compliance testing solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks.
- Develops effective and collaborative relationships with stakeholders within and outside the CT function and outside stakeholders, such as business and technology process owners, and promotes the education and best practices across ICRM and the business.
- Promoting knowledge sharing and promulgation of best practices across ICRM and the business.
- Escalating to CT management significant compliance matters that require their attention or action.
- Additional duties as assigned.

**Qualifications**:

- 5-8 years of experience
- Knowledge of Compliance laws, rules, regulations, risks and typologies
- Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
- Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.
- Extensive global compliance and audit related experience, and strong knowledge of business processes.
- Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.
- Understanding of relevant rules, laws, regulations, and specific regulatory requirements. Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.
- Effectiveness in working within a large scale and complex matrix organization is essential.
- Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.
- Recommends appropriate and pragmatic appropriate solutions to risk and control issues.
- Applies knowledge of key regulations to influence audit testing review scope.
- Develops effective line management relationships to ensure strong understanding of the business.
- Must be a self-starter, flexible, innovative, and adaptive.
- Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization.

**Education**:

- Bachelor’s degree
- Advanced English (Speaking, Reading, Writing)
- Experience in compliance, internal or external auditing, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree or relevant certification a plus.**Job Family Group**:
Compliance and Control
- **Job Family**:
Testing
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**.

View the **EEO Policy Statement**.

View the **Pay Transparency Posting

  • Compliance Monitoring, Rates and Markets Treasury

    hace 4 semanas

    Ciudad de México, CDMX Citi A tiempo completo

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Monitoring Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to...

  • Compliance Risk Analyst

    hace 4 semanas

    Ciudad de México, Ciudad de México Citigroup Inc. A tiempo completo

    Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Analyst - Treasury Sr. Analyst to join our Compliance Independent Assessment team. As a senior compliance risk analyst, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key ResponsibilitiesCompliance Risk Assessment:...

  • Sr. Spclst, Compliance

    hace 2 semanas

    Ciudad de México, CDMX Organon A tiempo completo

    **SR SPECIALIST, COMPLIANCE OPERATIONS** **JOB DESCRIPTION** The overarching goal of compliance operations is to enable a culture of ethics and compliance across the enterprise by supporting compliance with legal, regulatory and policy requirements, remaining abreast of emerging trends and evolving our compliance operations. The Sr. Specialist, Global...

  • Sr. Analyst, Accounts Payable

    hace 1 semana

    Ciudad de México, CDMX FIFA world cup 2026 A tiempo completo

    Sr. Analyst, Accounts Payable - Mexico **Department**:Finance **Employment Type**:Fixed Term - Full Time **Location**:Mexico City Description At FIFA26, our vision is to unite the world through the greatest, most innovative, and inclusive sporting event of all time. The FIFA World Cup 26 will mark the first time that the tournament will feature 48 teams...

  • Compliance Analyst

    hace 4 semanas

    Ciudad de México, Ciudad de México Citibank A tiempo completo

    Job SummaryThe Compliance Analyst will be responsible for monitoring and governance of Anti-Money Laundering (AML) activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal Know Your Client (KYC) program at Citibank.Key ResponsibilitiesConduct thorough client profile...

  • Compliance Analyst

    hace 2 semanas

    Ciudad de México, Ciudad de México Citibank A tiempo completo

    Job Summary:The Compliance Analyst will be responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team at Citibank. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program.Key...

  • Compliance Analyst

    hace 4 semanas

    Ciudad de México, Ciudad de México Citibank A tiempo completo

    Job Summary:The Compliance and Control team at Citibank is seeking a highly skilled Compliance Analyst to join our team. As an AML Specialist, you will play a critical role in ensuring the bank's compliance with Anti-Money Laundering regulations and guidelines.Key Responsibilities:Client Profile Reviews: Conduct thorough reviews of client profiles to ensure...

  • Compliance Analyst

    hace 4 semanas

    Ciudad de México, Ciudad de México Citibank A tiempo completo

    Job Summary:The Compliance Analyst will be responsible for monitoring and governance of Anti-Money Laundering (AML) activities in coordination with the Compliance and Control team at Citibank. The overall objective of this role is to develop and manage a dedicated internal KYC program.Key Responsibilities:Conduct thorough client profile reviews for customer...

  • Compliance Analyst

    hace 4 semanas

    Ciudad de México, Ciudad de México Citigroup Inc. A tiempo completo

    Job Summary:The Compliance Analyst will be responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team at Citigroup Inc.Key Responsibilities:Conduct thorough client profile reviews for customer accounts to ensure compliance with local regulations and...

  • Compliance Risk Analyst

    hace 4 semanas

    Ciudad de México, Ciudad de México Citi A tiempo completo

    Job SummaryCiti is seeking a highly skilled Compliance Risk Analyst to join our Independent Compliance Risk Management (ICRM) team. As a senior compliance risk analyst, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key ResponsibilitiesCompliance Risk Assessment: Develop and...

  • AML Compliance Analyst

    hace 2 semanas

    Ciudad de México, Ciudad de México Citi A tiempo completo

    Job SummaryThe KYC Operations Analyst 2 is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, and regulatory reporting activities in coordination with the Compliance and Control team.Key ResponsibilitiesConduct client profile reviews for customer accounts to ensure compliance with local regulation and Citi...

  • Compliance Analyst II

    hace 4 semanas

    Ciudad de México, Ciudad de México Citi A tiempo completo

    Job Summary:The Compliance Analyst II is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team at Citi.Key Responsibilities:Conduct thorough client profile reviews for customer accounts to ensure compliance with...

  • Sr Analyst Security, Risk

    hace 4 meses

    Ciudad de México Trust People A tiempo completo

    Description Award-winning and cloud-based customer service software Global Company, trusted by +200k companies is looking for: **Sr Analyst Security, Risk & Compliance** Responsabilities: - Partner multi-functionally with the critical teams (Sourcing, Legal, Privacy, IT, etc) to uncover target areas of focus for programming. - Partner multi-functionally...

  • Compliance Analyst II

    hace 3 semanas

    Ciudad de México, Ciudad de México Citibank A tiempo completo

    Job Summary:The Compliance Analyst II is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team at Citibank.Key Responsibilities:Conduct thorough client profile reviews for customer accounts to ensure compliance with...

  • Compliance Risk Analyst

    hace 4 semanas

    Ciudad de México, Ciudad de México Citibank A tiempo completo

    Job SummaryCitibank is seeking a highly skilled Compliance Risk Analyst to join our Independent Compliance Risk Management (ICRM) team. As a key member of our Compliance Testing team, you will be responsible for assessing compliance risks and controls implemented by Citibank's first and second line of defense.Key ResponsibilitiesCompliance Risk Assessment:...

  • Compliance Analyst II

    hace 3 semanas

    Ciudad de México, Ciudad de México Citibank A tiempo completo

    Job Summary:The Compliance Analyst II is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team at Citibank.Key Responsibilities:Conduct thorough client profile reviews for customer accounts to ensure compliance with...

  • Legal & Compliance Analyst

    hace 3 días

    Ciudad de México, CDMX Fintoc A tiempo completo

    Fintoc está cambiando la forma en que las personas pagan por internet. Creemos que en el futuro se usarán menos tarjetas de débito y que los pagos cuenta a cuenta serán la forma de pago predominante en LATAM. Este movimiento ya es una realidad en regiones como Europa, Brasil y Norteamérica, por lo que nos encontramos en el _timing_ ideal para impulsar...

  • Indirect Tax Compliance Sr. Analyst, International

    hace 3 horas

    Ciudad de México, CDMX Servicios Comerciales Amazon Mexico S. de R.L. de C.V. A tiempo completo

    Experience working in a large public accounting firm or multi-national corporate tax department - Bachelor's degree - 5+ years of tax experience with exposure to tax compliance in a multinational corporation and/or a Big 4 public accounting firm. - 5+ years using computer software including Excel, Word, and online research software. - Excellent interpersonal...

  • Business Operations Analyst Sr.

    hace 2 semanas

    Ciudad de México, Ciudad de México Firewood Marketing, Inc. A tiempo completo

    Business Operations Analyst Sr. Job DescriptionWe are seeking a highly skilled Business Operations Analyst Sr. to join our team at Firewood Marketing, Inc. in Mexico City, Mexico.Main Responsibilities:Process Analysis and Improvement: Conduct thorough analysis of business processes, workflows, and data to identify areas for improvement and efficiency...

  • Compliance Analyst

    hace 2 semanas

    Ciudad de México, Ciudad de México Citigroup Inc. A tiempo completo

    Job Summary:The Compliance and Control team at Citigroup Inc. is seeking a highly skilled Compliance Analyst to join our team. As a key member of our team, you will be responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities.Key Responsibilities:Conduct Client Profile Reviews: Conduct thorough reviews...