Regulatory Control Leader

hace 4 semanas


Xico, México Citi A tiempo completo
Job Summary

As a seasoned professional, you will lead the internal business control teams at Citi, working closely with leaders and business/functional leaders to ensure control policies and practices provide continuing value to the organization and ensure compliance with all applicable regulatory & policy requirements.

Key Responsibilities
  • Lead audit and exam management, issue management, change control, regulatory/policy adherence, and 3rd party vendor audit and resolutions.
  • Provide senior advisory services to various operations-based units across the firm.
  • Ensure requirements are identified, implemented, and monitored, and that identified issues are remediated.
  • Hold the team and issue owners accountable to ensure self-identified issues meet the established IBAM (Issues Being Addressed by Management) criteria.
  • Create and manage a change control function that ensures automation and operations changes are tested end-to-end prior to implementation and that all changes are documented and approved.
  • Exercise full accountability for end results, budgeting, planning, and significant contribution to future strategy of the area.
  • Maintain and build a team with the skills to carry out the mission of the team, developing talent based on career goals to ensure succession planning.
  • Work with other control leaders to identify, leverage, and implement best practices and processes across Citi to strengthen our control programs.
  • Lead discussions with functional leaders to resolve any conflicts regarding issue/remediation ownership.
  • Ensure consistent implementation of the MCA, alignment to common Key Operational Risks and Key Risk Indicators.
  • Apply knowledge of business products, processes, and technology to identify opportunities for further strengthening of the control environment across the business.
  • Execute governance model and drive cultural change, embedding practices which mitigate risk of regulatory requirement failures.
  • Provide oversight for OCC, CFPB, and State regulations to ensure requirements met.
  • Ensure oversight practices mitigate supplier risk, compliance with the OCC, CFPB, and internal Citi Policy requirements.
  • Lead and drive gap analysis reviews against regulatory requirements; identify and close gaps.
Requirements
  • 15+ years of experience
  • Proven track record of leading and executing against large and complex Projects and Programs
  • Ability to work across and build strong partnerships with all functional and business partners
  • Advanced knowledge of critical regulators, regulatory requirements, and Citi Compliance
  • Demonstrated understanding of business procedures, financial services, control, and regulatory industry knowledge
  • Ability to drive multiple programs through to a successful conclusion
  • Execution-focused, evidence of delivering against challenging objectives


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