Risk Management Specialist

hace 1 mes


Ciudad de México, Ciudad de México Nuvit Service A tiempo completo
Risk and Compliance Analyst

Join Nuvit Service's Technology & Operations organization as a key player in supporting and driving the T&O SOX Audit. This role is crucial for managing and supporting internal and external examinations, audits, and reviews. You will collaborate with various stakeholders, analyze regulatory data, and develop remediation action plans. Your ability to produce accurate and timely reports and presentations while staying informed about legal and regulatory matters in the US financial services industry is essential.

Key Responsibilities:
  • Manage examinations, audits, and reviews for the T&O organization.
  • Coordinate with key stakeholders, including auditors/regulators, throughout SOX examinations.
  • Evaluate action plans and remediation actions with various stakeholders.
  • Stay updated on legal and regulatory matters affecting the US financial services industry.
  • Implement standards and procedures for the SOX Audit Management Program function.
  • Provide leadership and collaborate with various teams to identify, assess, and validate Operations risks and controls.
  • Collaborate with the Second Line of Defense to review relevant frameworks, policies, and standards.
  • Facilitate awareness and adherence to risk frameworks, policies, and standards.
  • Continuously monitor sources of risk within Operations and externally.
Requirements:
  • Bachelor's degree in Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics, or equivalent.
  • Master's Degree or equivalent work experience (a plus).
  • Ability to develop and maintain close working relationships with internal and external stakeholders.
  • Advanced PC skills (MS Word, Excel, Access, PowerPoint).
  • Knowledge of applicable laws and regulations and financial services industry regulators.
  • Understanding of banking operations and the financial services regulatory and risk management environment.


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