Senior Compliance Risk Assurance Specialist
hace 1 mes
HSBC is seeking an experienced professional to join our Global Service Center team in the role of Senior Compliance Risk Assurance Specialist. This is a critical position within Compliance Assurance (CA), which provides assurance activities over regulatory compliance (RC) and financial crime (FC) risks.
About the RoleThe Senior Compliance Risk Assurance Specialist will contribute to the global standardised CA approach, aligned to the bank's Risk Management Framework (RMF). Key responsibilities include delivering end-to-end assurance work over RC and FC risks and controls, serving as a subject matter expert on adequately assessing the effectiveness of risk management activities to meet industry standards, country regulatory obligations, and bank policy.
This role requires leading testing and contributing to assurance reviews across banking products across the region, managing effective relationships with key internal and Business stakeholders. The successful candidate will not have direct line management responsibility but may lead other individuals in CA in the delivery of assigned work.
Main Activities- Verify compliance monitoring and internal controls are in place, including processes for management of operational risk, in accordance with Company and regulatory standards.
- Validate issues and create supporting documentation.
- Support the design and execution of assurance activities, ensuring that all relevant standards, policies, and procedures are met.
- Provide subject matter expertise to support the identification of appropriate review scope and delivery of assurance activities.
- Inform Risk Owners, Control Owners, and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control.
- Escalate significant control deficiencies in a timely manner.
- Lead colleagues in delivering specific testing requirements within the assurance program.
- Conduct planning and scoping, fieldwork/testing, review wrap-up, and issue management.
- Minimum of 3 to 5 years of experience in risk or control aspects gained within any of the 3 lines of defense functions (Product Control/Finance, Market Risk, Regulatory Compliance, Front Office, Markets Operations, Model Risk, Counterparty Credit Risk, Markets Surveillance, Internal Audit, etc.).
- Business Proficiency in English.
- Minimum of a bachelor's degree in finance, statistics, economics, banking, business, or similar degrees with focus on capital markets and investment management.
- Desirable understanding of basic SQL.
- Strong knowledge in databases.
- Experience of building system understanding by reaching out to all stakeholders, requirement gathering to meet regulatory standards, building a validation/testing plan, testing enhancements, and owning and ensuring product quality through its life cycle.
- Experience of problem-solving, conflict resolution by suggesting innovative solutions, should the project struggle to move forward.
- Strong documentation skills and project coordination.
- Demonstrate analytical thinking, sound judgment, critical analysis, attention to detail, and provide value-added advice.
- Strong communication and presentation abilities (written and verbal) as well as the ability to deliver information in an understandable manner.
At HSBC, we offer a comprehensive benefits package, including generous paid leave days, flexible working arrangements, and opportunities for continuous professional development. Our culture values diversity, inclusion, and respect for all employees, promoting a positive work environment where everyone can thrive.
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