Lam Risk Uair

hace 4 días

Tlahuac, México HSBC A tiempo completo

-Job description

Job Summary:

- Supervise on-going and scheduled audits/reviews and regulatory inspections to ensure all information requirements and pending doubts/comments from the reviewer teams are properly responded.
- To liaise with internal teams/stakeholders whenever an information or meeting requirement is in place for teams within Risk & Compliance due to an audit, review, regulatory inspection or any request triggered by the local regulator.
- To reduce potential impact in the Risk and Compliance capacity for Business-as-Usual priorities due to audits, reviews or regulatory inspections.
- To coordinate with Risk and Compliance teams and other non
- Risk & Compliance teams (when applicable), deliverables of information requested.by auditors/reviewers. Taking into account information sharing, risk mitigation and needs of business/functions, law enforcement and regulatory standards.
- To inform relevant Risk and Compliance Senior Management regarding status and concerns of on-going audits, reviews or regulatory inspections. Also to provide a view of on-going regulatory notifications/letters impacting these functions.

Main Responsabilities:

- To manage relationships with key internal stakeholders across regional functions, lines of business and countries.
- To ensure that senior management are appropriately advised of minimum standards in information to address audit/review requirements.
- To foster positive relationships maintained with other external stakeholders relevant to the Risk and Compliance agenda.
Requirements
Experience
- Experience of implementing global control frameworks within complex environments
- Excellent communication and inter-personal skills.
- Ability to develop practical, cost effective solutions to complex requests.
- Minimum 3 years’ experience in Banking, risk management, accounting and / or internal audit.
- Accounting, Audit, Risk or Compliance professional designation preferred
- Analytical and review skills with the ability to draw the correct conclusions from reviews.
- Time management skills with the ability to prioritize and multi-task.
- Understand and ensure Risk and Compliance with all relevant internal and external rules, regulations and procedures that

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