Manager Compliance Assurance

hace 2 semanas

Cuauhtémoc, México HSBC A tiempo completo

Role Purpose.  This is a role within Compliance Assurance (CA), which provides assurance activities over regulatory compliance (RC) and financial crime (FC) risks.

The role contributes to the global standardised CA approach, which is aligned to the bank’s Risk Management Framework (RMF). It is responsible for contributing to the delivery of end-to-end assurance work over RC and FC risks and controls. It is a subject matter expert on adequately assessing the effectiveness of risk management activities to meet industry standards, country regulatory obligations and bank policy. 

The role holder will be required to lead testing and contribute to assurance reviews across multiple Global Businesses/ Functions across the region and manage effective relationships with key internal and Business stakeholders.

The role holder will not have direct line management responsibility, but may from time to time lead other individuals in CA in the delivery of assigned work

Main activities:

Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are met. Provide subject matter expertise to support the identification of appropriate review scope and delivery of assurance activities. Inform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control. Escalate significant control deficiencies in a timely manner. Lead colleagues in delivering specific testing requirements within the assurance programme. Proactively identify key emerging compliance risks across the Global Businesses/ Functions to identify assurance review topics. Requirements Bachelor's degree Strong English language skills (written and spoken) Extensive RC and/or FC knowledge, with some experience in assurance or testing activities Regulation interpretation capabilities Relevant external financial services qualification Clear understanding of regulatory and/or financial crime compliance risk within the global financial services industry Capable of building positive and resilient partnerships with key stakeholders Strong abilities to lead with impact, to balance stakeholders and with a strategic mind-set Excellent communication skills with very strong inter-personal and influencing skills Lateral thinker with an ability to interpret and solve complex issues Track record of working independently Decision-making capability Synthesis and analysis capability.

HSBC is committed to building a culture where all employees are valued, respected and where their opinions count. We want to build a culture where our employees are comfortable in bringing their whole self to work, regardless of gender, age, sexuality, ethnicity, disability, religious belief, background, and any other aspect of personal difference. At HSBC we are oriented towards guaranteeing gender equality and constant training for our employees as well as the protection of their labor and social rights.

  • LAM Functional Execution Manager, Risk and Compliance

    hace 1 semana

    Cuauhtémoc, Ciudad de México HSBC A tiempo completo

    If you're looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you'll be. We are currently seeking an experienced professional to join our team in the role of LAM Risk Reporting Standards & Regulatory Approvals Manager Role Purpose: The LAM Transformation Manager (Data) roles is to...

  • Senior Tax Manager

    hace 4 días

    Cuauhtémoc, México HSBC A tiempo completo

    Role purpose This role has the main purposes of ensuring tax compliance activities related to the VAT are met properly and on time, looking for the continuous improvement and accomplishing results throught the optimization of tax process and calculations, provide advisory to the business as well as fuctions and applying robust controls. Support over the...

  • Business Delivery Manager

    hace 2 semanas

    Cuauhtémoc, México HSBC A tiempo completo

    Please note this job advertisement is only available in Spanish. To view the job, select ‘Español - ES’ from the language selector in the page menu. Role purpose Operates across a subset of Agile Teams Coordinating delivery across all aspects of change across Agile Teams and in support of the Value Stream Lead Principal Accountabilities...

  • Mobile Insurance Specialist

    hace 7 días

    Cuauhtémoc, México HSBC A tiempo completo

    Role purpose: The jobholder is a specialist role and is part of the Wealth sales force focused in insurance solutions. The incumbent is expected to be a technical expert in one or several product categories as relevant to market; such as Structured Products / Investment / Financial Planning / Retirement / Protection / Mortgage, etc , and the most...

  • Business Development

    hace 7 días

    Cuauhtémoc, México HSBC A tiempo completo

    Please note this job advertisement is only available in Spanish. To view the job, select ‘Español - ES’ from the language selector in the page menu. At HSBC we are committed to building a culture where all employees and customers are valued regardless of their gender, age, sexual orientation, ethnicity, disability, religious belief, background or...