Assessor Policy Procedure Governance

hace 1 semana


Azcapotzalco, México HSBC A tiempo completo

If you’re looking for a career where you can make a real impression, join GSC HSBC and discover how valued you’ll be.We are currently seeking an experienced professional to join our team in the role of**Assessor Policy Procedure Governance - US****Role purpose**:Compliance Advisory and Stewardship CoE(centres of excellence) supports the Central Compliance & Advisory Services on a Global level. Within Compliance advisory and stewardship centres of excellence, US Compliance Advisory & Stewardship cy (USCAS) team supports different functions of US Compliance, covering Risk Strategy (including stewardship activities), Policy & Procedure Governance, Governance & Reporting, Compliance Analytcs, Risk Steward Activities for few Regulatory driven and other areas.The Role of the Manager of Policy & Procedure Governance Team includes but is not limited to the following:- Work with US Policy & Governance team in delivering the policy changes and Procedure updates.- Manage the policy dispensations.- Reporting of CAP160 requirements.- Continuous monitoring of the policy controls.- Policy reviews and publish the new policies and in global FIM.- Prepare and share daily, weekly, monthly Management Reports- The incumbent will report to AVP and will interact with the In country Policy & Governance Lead on regular basis to ensure successful attainment of the objectives including enhancing the efficiency of the process.**Main activities**:- Review all HNAH Compliance Policies and raise exceptions in line with FIM policies and change requirements- Review and maintain Compliance Policy Governance procedures- Maintenance of Compliance Website- Annual review of DRRS (Data Retention Requirements)- Prepare and share daily, weekly, monthly Management Reports- Perform periodic Quality check on open/completed/assigned tasks and share the report with the business.- Help identify and share best practice in a Compliance space- Cultivate a positive and collaborative working environment with the Compliance function- Build and maintain close working relationship with partners in Regulatory Compliance or elsewhere and should be able to work and co-ordinate with remote sites- Communicate effectively to different audiences, including both Regulatory Compliance and any other internal customers- Develop and maintain a current knowledge of internal and external Data Governance initiatives and best practices. Develop general awareness of Compliance Regulatory changes affecting the function- Pro-actively assist management in identifying and containing compliance risk, monitoring, reporting and fostering a positive Compliance cultureRequirements**Knowledge & Experience****Essential**- 3-5 years’ experience in roles within a Risk / Compliance / Regulatory framework- Good command of both verbal and written English- Ability to understand and interpret Regulations- Attention to details and good analytical skills.- Strong interpersonal skills and able to build and maintain relationships- Utilizes own initiative to resolve issues. Ability to support decisions with sound reasoning.- Experience and Understanding of US regulatory structure is an added advantage.**Highly Desirable**- Understanding of the different Lines and sub-Lines of Business of HSBC.- Knowledge of Banking and Financial Markets and Risk and Compliance.**Advantageous**- Experience in a role involving understanding systems and suggesting enhancements.- Good Knowledge of MS Office.- You’ll achieve more when you join HSBC_At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care**Issued by HSBC Electronic Data Processing (México) Private LTD



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