Compliance Avp
hace 1 semana
Key AccountabilitiesAccountabilities include, but shall not be limited to:- Managing high ethical standards in her/his performance, protecting the reputation of the firm, supporting the analysis of courses of action in order to comply with all applicable laws and regulations.- Work closely with other infrastructure partners (Legal, Internal Audit, Finance, Risk, Financial Crime) to further strengthen the control environment.- Assist in addressing internal and external audits requirements.- Send Regulatory reports to the Mexican regulators (periodic and ad-hoc reports)- Monitor new regulatory requirements issued in the public gazette, MAE and distribute internally- Support for internal reports with information received from regulators.- Attend regulatory requirements related to Anti Money Laudering.- Analyze Anti Money Laundering and Sanctions Alerts for the Bank and Broker Dealer.- Perform a quality assurance process for Anti Money Laundering processes,- Coordinate the Local AML Committee, document and follow up activities that result of this Committee,- Follow up client requests in regards to KYC requirements and Compliance attestations,- Update the list of blocked persons, blacklist and vulnerable activities list required by the authorities to carry out the corresponding screenings.- Assist team in ensuring that all conduct, reputational and other regulatory risk issues are escalated promptly.- Participation in tranings focused on AML and Compliance Themes.- Responsible for enhancing the compliance culture within the organisation in a manner consistent with the Barclays’ values.Stakeholder Management and LeadershipDecision-making and Problem SolvingThe person in charge of this position needs to have analytical good understanding of the local and global regulation in order to help Barclays ro remain aligned and to be able to foresee potential impacts on Barclays on a preemptive way.Risk and Control ObjectiveEnsure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy StandardsPerson SpecificationThe person in charge of this position must have 2 year experience within the banking industry in AML functions.
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Compliance Avp
hace 1 semana
Tlahuac, México Barclays A tiempo completoKey Accountabilities Accountabilities include, but shall not be limited to: - Managing high ethical standards in her/his performance, protecting the reputation of the firm, supporting the analysis of courses of action in order to comply with all applicable laws and regulations. - Work closely with other infrastructure partners (Legal, Internal Audit,...
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Compliance Testing Sr Analyst
hace 10 horas
Tlahuac, México Citi A tiempo completoServes as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to assess the design and...
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Ibd Avp
hace 4 semanas
Tlahuac, México Barclays A tiempo completoOverall purpose of roleThe role has the main purpose to support the IBD team in Mexico in the following areas.- Play a key role in financial analysis/ modelling, industry research, coordination of internal and external processes related to a financing or sale, and assistance in the preparation of offering memoranda, proposals and other written materials-...
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Ibd Avp
hace 2 días
Tlahuac, México Barclays A tiempo completoOverall purpose of role The role has the main purpose to support the IBD team in Mexico in the following areas. - Play a key role in financial analysis/ modelling, industry research, coordination of internal and external processes related to a financing or sale, and assistance in the preparation of offering memoranda, proposals and other written materials -...
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Avp Gobierno y Control
hace 3 semanas
Tlahuac, México Citi A tiempo completo**Responsibilities**:- Responsible for ensuring that all of the firm's activities follow the necessary rules and regulations, and that the firm complies with legal/regulatory boundaries and jurisdictions.- Focuses on resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes.-...
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Avp Risk
hace 2 días
Tlahuac, México Citi A tiempo completo**Responsibilities**: - Participates from inception through implementation, in cross-functional or cross business issues designed to ensure business compliance with laws, regulations, and policy requirements across key/complex risk levels. - Utilizes Issue Management processes and project management methodology from the initiation, planning, control...
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Avp Risk
hace 4 semanas
Tlahuac, México Citi A tiempo completo**Responsibilities**:- Participates from inception through implementation, in cross-functional or cross business issues designed to ensure business compliance with laws, regulations, and policy requirements across key/complex risk levels.- Utilizes Issue Management processes and project management methodology from the initiation, planning, control...
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Avp Gobierno y Control, Mca
hace 3 semanas
Tlahuac, México Citi A tiempo completo**Responsibilities**:- Responsible for ensuring that all of the firm's activities follow the necessary rules and regulations, and that the firm complies with legal/regulatory boundaries and jurisdictions.- Focuses on resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes.-...
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Avp IT Audit Risk
hace 4 semanas
Tlahuac, México Citi A tiempo completoThe Comp. Bus. Control Officer C13 is also accountable for understanding and managing a wide variety of disciplinary areas related to the attention of regulatory, Internal & External Audit reviews.This role is required to have excellent communication skills since negotiations at different org levels, both internal and external are part of BAU activities....
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Avp IT Audit Risk
hace 9 horas
Tlahuac, México Citi A tiempo completoThe Comp. Bus. Control Officer C13 is also accountable for understanding and managing a wide variety of disciplinary areas related to the attention of regulatory, Internal & External Audit reviews. This role is required to have excellent communication skills since negotiations at different org levels, both internal and external are part of BAU activities....
