Expert Compliance Quality Assurance Conduct

Discover ING BankING believes in a world where everyone has the right to grow and progress in their own way. We express this in our global tagline, “do your thing”. Perhaps more than in any other large company, we extend our belief in the power of autonomy to our own people. But there’s a catch. In return for great freedom, we expect people to do great things for our customers, our stakeholders, and ING at large.To work here is to be surrounded by people who are energetic, ambitious, friendly and respectful: talented specialists who take the responsibility and autonomy to make great things happen. We stay curious, thrive on change, and seek new and better ways to make it happen. Active in Romania for more 30 years, ING Bank pioneered and challenged the local banking industry. Technology and innovation are at the core of what we do, making our products relevant for our customers’ lives and businesses.ING Bank Romania is the only bank with an organic growth within the top 10 local banks by assets, without acquisitions of client portfolios or other banks. ING Bank Romania is a universal bank with more than 1.8 million customers from three business segments: individuals (retail), SME and Mid-Corporate companies and Wholesale Banking.Join usMissionCompliance’s Function purpose is to be a strategic partner to empower ING to be compliant by desire and design. Next Compliance strategy aims for a Compliance Function with enhanced maturity, more pro-active and more effective processes, and an organization to support growth in maturity of the compliance risk management. The ING Compliance Charter describes “Compliance Quality Assurance” as the function responsible for assessing the quality and effectiveness of the compliance risk framework locally and globally, focusing on risk-based priorities as defined via the ‘priority assessment approach’ and confirmed by the Compliance MT, while considering the priorities defined by Risk Verticals.As an Expert Compliance, you will perform Conduct & Ethics related quality assurance activities, support the business in monitoring the implementation of the ING Bank Compliance Risk Management Charter as applicable, identify, assess and monitor the compliance risks faced by ING within Conduct & Ethics domain. In this role you will report to the Head of Compliance Quality Assurance.Your day-to-day- Perform Conduct & Ethics related quality assurance activities in line with the Compliance Monitoring Plan and Global Quality Assurance Methodology via: (i) CQA reviews: continuous monitoring, thematic and process reviews, quick scans; (ii) KCT - FLM challenge and validation, independent testing.- Ensure close cooperation with local Head of Compliance/Head of Conduct & Ethics who are regularly informed on all Conduct & Ethics risks, issues identified, and the compliance risk associated to it.- Is responsible to check if all relevant business areas conduct their business in compliance with all applicable internal policies and procedures, laws, rules, regulations and codes of practice in regards of compliance risk.- Effective stakeholder management and communication to ensure pro-activeness and risk-based management of compliance risks, in the context of ING strategy.- Risk-based approach/reasonableness, pragmatism (pro-activeness, result driven, timely/simple solutions to complex issues)- Have a good knowledge of European investor protections regulations (MiFID II & IDD), Market Abuse Regulation, Conflicts of interest, other national and international regulations related to compliance conduct & ethics risks.- Data analytics skills desirable.- Actively involved in innovation initiatives and focused on identifying potential efficiency gains in compliance related processes.What you bring to the team- You are an experienced professional with at least 5 years of relevant Compliance experience.- You have relevant expertise and knowledge on Compliance risks.- You have excellent analytical skills, proficient in Microsoft Office, including Excel.- Prior experience in a Quality Assurance, Internal Audit and/or monitoring related role is preferred.- University degree - economic or legal academic background.- You have an excellent level of English (verbal/written- You are proactive, open-minded with problem solving attitude and in-depth knowledge of the banking processes.- You are an energetic and motivated person.- You work independently, think and act out of the box and take accountability.- You are a team player you trust others and can be trusted.- You have a good level of English (verbal/written).- You are firm when needed and show flexibility when possible.What we offer- Impactful work in a fun and collaborative environment.- Open-concept offices designed for both teamwork and relaxation.- Corporate events and social gatherings.- Hybrid way of working with flexible working schedule and short week options.- Monthly budget on Benefit platform.-