Manager Compliance Assurance

hace 8 horas

Tlahuac, México HSBC A tiempo completo

**Manager Compliance Assurance**The role holder will be required to lead testing and contribute to assurance reviews across multiple Global Businesses/ Functions across the region and manage effective relationships with key internal and Business stakeholders.The role holder will not have direct line management responsibility, but may from time to time lead other individuals in CA in the delivery of assigned workRequirementsMain activities:- Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are met.- Inform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control.- Escalate significant control deficiencies in a timely manner.- Lead colleagues in delivering specific testing requirements within the assurance programme.Proactively identify key emerging compliance risks across the Global Businesses/ Functions to identify assurance review topics.**Requirements**:Experience- Extensive RC and/or FC knowledge, with some experience in assurance or testing activities- Relevant external financial services qualification- Clear understanding of regulatory and/or financial crime compliance risk within the global financial services industrial- Capable of building positive and resilient partnerships with key stakeholders- _knowledge in markets_Calificaciones - ExternasAbilities- Strong abilities to lead with impact, to balance stakeholders and with a strategic mind-set- Excellent communication skills with very strong inter-personal and influencing skills- Lateral thinker with an ability to interpret and solve complex issues- Track record of working independently- Decision-making capability- Strong English language skills (written and spoken) and fluency in local language (written and spoken) preferredHSBC is committed to building a culture where all employees are valued, respected and where their opinions count. We want to build a culture where our employees are comfortable in bringing their whole self to work, regardless of gender, age, sexuality, ethnicity, disability, religious belief, background, and any other aspect of personal difference. At HSBC we are oriented towards guaranteeing gender equality and constant training for our employees as well as the protection of their labor and social rights.At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care

  • Manager Compliance Assurance

    hace 6 días

    Tlahuac, México HSBC A tiempo completo

    **Compliance Assurance Manager Latin America (LAM)****Role Purpose. T**_his is a role within Compliance Assurance (CA), which provides assurance activities over regulatory compliance (RC) and financial crime (FC) risks._****The role holder will be required to lead testing and contribute to assurance reviews across multiple Global Businesses/ Functions across...

  • Manager Compliance Assurance

    hace 8 horas

    Tlahuac, México HSBC A tiempo completo

    **Manager Compliance Assurance** The role holder will be required to lead testing and contribute to assurance reviews across multiple Global Businesses/ Functions across the region and manage effective relationships with key internal and Business stakeholders. The role holder will not have direct line management responsibility, but may from time to time...

  • Head of Compliance Assurance Lam Wpb

    hace 4 semanas

    Tlahuac, México HSBC A tiempo completo

    **Head of Compliance Assurance LAM WPB****Role Purpose. **This role within Compliance Assurance (CA) LAM contributes to and implements the ongoing strategic activities of the independent CA sub-function for the WPB Businesses in LAM. CA is responsible for assurance activity over all compliance risk-related controls, whether operated within the first or...

  • Head of Compliance Assurance Lam Wpb

    hace 2 días

    Tlahuac, México HSBC A tiempo completo

    **Head of Compliance Assurance LAM WPB** **Role Purpose. **This role within Compliance Assurance (CA) LAM contributes to and implements the ongoing strategic activities of the independent CA sub-function for the WPB Businesses in LAM. CA is responsible for assurance activity over all compliance risk-related controls, whether operated within the first or...

  • Assurance Risk Manager, Global Assurance

    hace 2 semanas

    Tlahuac, México Servicios Comerciales Amazon Mexico S. de R.L. de C.V. - D44 A tiempo completo

    5+ years of experience in banking, payments and/or e-commerce companies within a second or third line of defense function. - Prior knowledge of North America or Latin America regulatory landscape especially on the level of financial crime compliance regulations. - Experience advising, supervising, interpreting and communicating complex regulations to a...

  • Compl Assurance Sr Analyst

    hace 4 semanas

    Tlahuac, México Citi A tiempo completo

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  • Financial Compliance Manager, Mexico

    hace 1 semana

    Tlahuac, México Microsoft A tiempo completo

    The Microsoft (MS) Mexico Compliance Manager is part of the Americas Enterprise Compliance Finance team. The MS Mexico Compliance Manager reports to the Americas Enterprise Compliance Lead and partners closely with the Microsoft Mexico Country Manager, CFO and the Enterprise Commercial and Public Sector teams to help them achieve their goals while ensuring...

  • Compliance Manager

    hace 4 semanas

    Tlahuac, México Aliato A tiempo completo

    We are loking for a:COMPLIANCE MANAGER**Responsibilities**:- Monitoring of the organization's clients' operations in order to analyze and qualify them in accordance with the rules of internal control;- Submitting information required by AML/CFT legislation to the authorized entity;- Preparation and submission of the payment organization activity reports to...

  • Quality Assurance Associate

    hace 2 semanas

    Tlahuac, México Marken A tiempo completo

    **Title**: Quality Assurance Associate **Job Purpose**: The Quality Assurance Associate I (QAA I) is responsible for the oversight and implementation of the Marken Quality Management System (QMS), Marken Standard Operating Procedures (SOPs), processes and policies. The QAA I also needs to ensure compliance with applicable regional and local regulations and...

  • Compliance & Conflicts Manager (100% Remote)

    hace 5 días

    Tlahuac, México Sterlington, PLLC A tiempo completo

    **Position Title**: Compliance & Conflicts Manager - 100% Remote Working Position**Contract**:Full-time, Independent Contractor**Posting Jurisdictions: 100% remote **(aligned t**o **US/ET**)****Description**:A well-established and growing international law firm is looking for a Compliance & Conflicts Manager to support our growing team.We are seeking a...