Lam Risk Uair
hace 7 días
-Job descriptionJob Summary:- Supervise on-going and scheduled audits/reviews and regulatory inspections to ensure all information requirements and pending doubts/comments from the reviewer teams are properly responded.- To liaise with internal teams/stakeholders whenever an information or meeting requirement is in place for teams within Risk & Compliance due to an audit, review, regulatory inspection or any request triggered by the local regulator.- To reduce potential impact in the Risk and Compliance capacity for Business-as-Usual priorities due to audits, reviews or regulatory inspections.- To coordinate with Risk and Compliance teams and other non- Risk & Compliance teams (when applicable), deliverables of information requested.by auditors/reviewers. Taking into account information sharing, risk mitigation and needs of business/functions, law enforcement and regulatory standards.- To inform relevant Risk and Compliance Senior Management regarding status and concerns of on-going audits, reviews or regulatory inspections. Also to provide a view of on-going regulatory notifications/letters impacting these functions.Main Responsabilities:- To manage relationships with key internal stakeholders across regional functions, lines of business and countries.- To ensure that senior management are appropriately advised of minimum standards in information to address audit/review requirements.- To foster positive relationships maintained with other external stakeholders relevant to the Risk and Compliance agenda.RequirementsExperience- Experience of implementing global control frameworks within complex environments- Excellent communication and inter-personal skills.- Ability to develop practical, cost effective solutions to complex requests.- Minimum 3 years’ experience in Banking, risk management, accounting and / or internal audit.- Accounting, Audit, Risk or Compliance professional designation preferred- Analytical and review skills with the ability to draw the correct conclusions from reviews.- Time management skills with the ability to prioritize and multi-task.- Understand and ensure Risk and Compliance with all relevant internal and external rules, regulations and procedures that
-
Lam Risk Uair
hace 1 semana
Tlahuac, México HSBC A tiempo completo-Job description Job Summary: - Supervise on-going and scheduled audits/reviews and regulatory inspections to ensure all information requirements and pending doubts/comments from the reviewer teams are properly responded. - To liaise with internal teams/stakeholders whenever an information or meeting requirement is in place for teams within Risk &...
-
Risk & Controls Chief Control Office Lam
hace 2 semanas
Tlahuac, México HSBC A tiempo completo-Job description**Risk & Controls Chief Control Office LAM*******Purpose of the role**: The role holder will partner with the LAM Chief Control Officer to ensure delivery of risk based, strategic outcomes, including informing and advising on risk and control issues, initiatives and updates that impact LAM countries, supporting the Entity to manage the risk...
-
Lam Antibribery
hace 4 días
Tlahuac, México HSBC A tiempo completo-Job description **Role purpose** - To Assist in the development and implementation in Latin America of standards and policies on reputational risk within LAM Region. Work with Latin America Compliance functions and managers,
-
Lam Senior Risk
hace 1 semana
Tlahuac, México HSBC A tiempo completo**Purpose of the position**The role holder will partner with the LAM Chief Control Officer to ensure delivery of risk based, strategic outcomes, including informing and advising on risk and control issues, initiatives and updates that impact LAM countries, supporting the Entity to manage the risk profile and designing strong sustainable...
-
Head of Compliance Assurance Lam Wpb
hace 4 días
Tlahuac, México HSBC A tiempo completo**Head of Compliance Assurance LAM WPB** **Role Purpose. **This role within Compliance Assurance (CA) LAM contributes to and implements the ongoing strategic activities of the independent CA sub-function for the WPB Businesses in LAM. CA is responsible for assurance activity over all compliance risk-related controls, whether operated within the first or...
-
Head of Traded Risk Mx and Lam
hace 2 semanas
Tlahuac, México HSBC A tiempo completoHead of Traded Risk MX and LAM**Role purpose**Lead a team responsible for providing independent oversight of Market, Counterparty credit risk and Treasury Risk (Liquidity, Funding, IRRBB, Capital and Pension Risk) for the region (Mexico, Argentina, Brazil, Chile and Uruguay). Ensure that MSS and Markets Treasury exposures are within the Risk Appetite,...
-
Lam & Mexico Dbs Dcoo Chief Control Office
hace 2 semanas
Tlahuac, México HSBC A tiempo completo-Job descriptionLAM & Mexico DBS DCOO Chief Control Office**Purpose of the position**The role holder will be part of the structure of LAM / Mexico DBS Chief Control Officer to support delivery of risk based, strategic outcomes, including informing and advising on risk and control issues, initiatives and updates that impact LAM countries, supporting the DBS...
-
Lam/mx Manager Sanctions
hace 7 días
Tlahuac, México HSBC A tiempo completo**LAM/MX Sanctions Manager** **Role Purpose**: - Support the accountability for Trade, Economic and Financial Sanctions (including sanctions programs administered by the U.S. Office of Foreign Assets Control, United Nations, European Union and HM Treasury’s Financial Sanctions, (collectively referred to herein as “Sanctions”) and global risk...
-
Risk Governance and Appetite
hace 1 semana
Tlahuac, México HSBC A tiempo completo**Advisor RBWM Risk** Role purpose (overall high level summary of the role) - Role holders will carry out activities that will include most of the following: - Co-ordinating and managing projects. Typically, working on smaller projects/assignments - Assisting in delivery of larger projects - Implementing company policy and contributing to the attainment of...
-
Risk Governance and Appetite
hace 7 días
Tlahuac, México HSBC A tiempo completo**Advisor RBWM Risk**Role purpose (overall high level summary of the role)- Role holders will carry out activities that will include most of the following:- Co-ordinating and managing projects. Typically, working on smaller projects/assignments- Assisting in delivery of larger projects- Implementing company policy and contributing to the attainment of...
