Trade Control Manager

hace 3 semanas

Azcapotzalco, México HSBC A tiempo completo

If you’re looking for a career where you can make a real impression, join our Global Service Center - HSBC and discover how valued you’ll be. We are currently seeking an experienced professional to join our team in the role of

Trade Control Manager

Overall Summary of the Job:
Change Program and investment strategy including non-discretionary regulatory change.

Primary Responsibilities/Essential Functions:
Experience and knowledge in Listed Derivatives Exchange and OTC products are required. Experience with testing of controls, such as audit experience, is a plus. Compliance experience also a plus.

The primarily responsibilities of the role are as follows:

- Clear understanding of the relevant regulations covering the FCM.
- Performing daily control checks on key processes for accuracy and completeness
- Periodic detailed testing over the key processes, including design, schedule and execution of the tests monitor all open control findings providing all necessary closure evidence upon completion
- Partnering with members of the team (locally and globally) on control matters, enhancement to processes, infrastructure changes and new business initiative
- Supporting a control monitoring and metrics programme. Reviewing key risk metrics and MI reports
- Collaborating with broader control functions such as Compliance, Control Officers, Operations Risk to review control observations and consultation
- Contributing to a globally aligned control reporting and governance model
- Challenging the line supervisors and line staff on control related matters

Requirements

Knowledge and Skill Requirements:

- Bachelor's degree required, Master’s is a Plus
- Experience in exchange traded derivatives or OTC derivatives is highly desirable
- Experience in Audit, Operations, or Internal Control function is a plus
- Understanding of regulatory environment within the Futures business
- Proficient with Excel, Power Point, and databases
- Strong communication, analytical, organizational, and planning skills
- Strong risk assessment, control and testing skills
- Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines
- Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments on timely basis
- 5+ years of experience in Clearing or related roles.

Strong writing skills are key requirements for this role.

You’ll achieve more when you join HSBC

At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care

**Issued by HSBC Electronic Data Processing (México) Private LTD

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