Product Operations Compliance Assurance Manager
hace 3 semanas
HSBC is seeking an experienced professional to fill the role of Product Operations Compliance Assurance Manager. This position is part of the Compliance Assurance team, which provides assurance activities over regulatory compliance and financial crime risks.
The successful candidate will be responsible for contributing to the delivery of end-to-end assurance work over regulatory compliance and financial crime risks and controls. They will be a subject matter expert on adequately assessing the effectiveness of risk management activities to meet industry standards, country regulatory obligations, and bank policy.
Key activities of this role include confirming compliance monitoring and internal controls are in place, validating issues, and creating supporting documentation. The candidate will also support the design and execution of assurance activities, ensuring that all relevant standards, policies, and procedures are met.
Additional responsibilities include providing subject matter expertise to support the identification of appropriate review scope and delivery of assurance activities, informing Risk Owners, Control Owners, and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control, and escalating significant control deficiencies in a timely manner.
The ideal candidate will have a minimum of 3 to 5 years of experience in risk or control aspects gained within any of the 3 lines of defense functions. They will also have business proficiency in English and a minimum of a bachelor's degree in finance, statistics, economics, banking, business, or similar degrees with a focus on capital markets and investment management.
Strong knowledge of databases and experience of building system understanding by reaching out to all stakeholders, requirement gathering to meet regulatory standards, building a validation/testing plan, testing the enhancements, and owning and ensuring the product quality through its life cycle is highly desirable. The candidate should also have experience of problem-solving, conflict resolution, and strong documentation skills and project coordination.
At HSBC, we offer a comprehensive paid leave package and a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc.
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Product Operations Compliance Assurance Manager
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Ciudad de México, Ciudad de México HSBC A tiempo completoAt HSBC, we are seeking an experienced professional to contribute to our Compliance Assurance team in the role of Product Operations Compliance Assurance Manager.This role is part of our Compliance Assurance function, which provides assurance activities over regulatory compliance and financial crime risks.The role holder will be responsible for contributing...
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Ciudad de México, Ciudad de México HSBC A tiempo completoAt HSBC, we are seeking an experienced professional to fill the role of Product Operations Compliance Assurance Manager. This position is part of our Compliance Assurance team, which provides assurance activities over regulatory compliance and financial crime risks.The role contributes to the global standardized CA approach, aligned to the bank's Risk...
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