Product Operations Compliance Assurance Manager
hace 2 semanas
At HSBC, we are seeking an experienced professional to contribute to our Compliance Assurance team in the role of Product Operations Compliance Assurance Manager.
This role is part of our Compliance Assurance function, which provides assurance activities over regulatory compliance and financial crime risks.
The role holder will be responsible for contributing to the delivery of end-to-end assurance work over regulatory compliance and financial crime risks and controls.
Key activities include confirming compliance monitoring and internal controls are in place, validating issues, and creating supporting documentation.
The role holder will also support the design and execution of assurance activities, ensuring that all relevant standards, policies, and procedures are met.
Requirements for this role include a minimum of 3 to 5 years of experience in risk or control aspects gained within any of the 3 lines of defense functions.
Business proficiency in English is also required, as well as a minimum of a bachelor's degree in finance, statistics, economics, banking, business, or similar degrees with a focus on capital markets and investment management.
Strong knowledge of databases and experience of building system understanding by reaching out to stakeholders, requirement gathering to meet regulatory standards, building a validation/testing plan, testing the enhancements, and owning and ensuring the product quality through its life cycle are also essential.
At HSBC, we offer our colleagues a greater number of days to enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member.
We are an equal opportunity employer committed to building a culture where all employees are valued, respected, and opinions count.
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