Senior Compliance Assurance Leader

hace 1 semana


Xico, México Hsbc A tiempo completo

HSBC is a leading global banking and financial services company that values diversity, equality, and inclusion in the workplace.

We are committed to building a culture where all employees feel valued, respected, and empowered to bring their whole selves to work.

The role of Senior Compliance Assurance Leader is a critical position within our Compliance Assurance team, responsible for providing assurance activities over regulatory compliance and financial crime risks across multiple Global Businesses/ Functions.

As a Senior Compliance Assurance Leader, you will be required to lead testing and contribute to assurance reviews, manage effective relationships with key internal and Business stakeholders, and identify emerging compliance risks across the Global Businesses/ Functions.

Key responsibilities include:

  • Supporting the design and execution of assurance activities, ensuring that all relevant standards, policies, and procedures are met.
  • Informing Risk Owners, Control Owners, and Risk Stewards of the design and operational effectiveness of controls within their area of oversight and control.
  • Escalating significant control deficiencies in a timely manner.
  • Leading colleagues in delivering specific testing requirements within the assurance programme.

Requirements for the role include:

  • Extensive knowledge of regulatory compliance and/or financial crime risk management, with some experience in assurance or testing activities.
  • A relevant external financial services qualification.
  • A clear understanding of regulatory and/or financial crime compliance risk within the global financial services industry.
  • The ability to build positive and resilient partnerships with key stakeholders.

Additional skills and qualifications for the role include:

  • Strong leadership abilities, including the capacity to balance stakeholders and possess a strategic mindset.
  • Excellent communication skills, with very strong interpersonal and influencing skills.
  • Lateral thinking and problem-solving abilities.
  • Independence and decision-making capability.
  • Strong English language skills (written and spoken) and fluency in local language (written and spoken) preferred.

The estimated salary for this role is approximately £80,000-£110,000 per annum, depending on location and experience.

This is an exciting opportunity to join HSBC's Compliance Assurance team and make a meaningful contribution to our organization's success. If you are passionate about compliance and risk management, and have the necessary skills and qualifications, we encourage you to apply.



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