First Line Risk and Control

-Job description

The CCO Manager for Wholesae is responsible for assisting with the effective governance and management of non-financial risks in the First Line of Defence.

The jobholder should provide specialist risk and control advice and/or support, challenges and insights, promoting risk and control monitoring and decision-making.

Principal Accountabilities

Impact on the Business/Function
- Validate the design and operating effectiveness of the key controls through inspection, inquiry, observation, sampling, re-performance and recalculation.
- Review of risks and key controls through end-to-end process walkthroughs, events or thematic reviews, data-driven reviews or issue read across, and evidence reviews.
- Carry out activities to help ensure control assessments are accurate, effective, comply with procedures and templates, and meet quality control requirements.
- Assist with the promotion of accountable risk and control decision-making based on quality data and commercial analysis
- Assist with the provision of specialist risk and control knowledge and insights
- Assisting with efforts to continuously improve the control environment and monitoring of risk, including behaviors
- Identify trends to anticipate future developments in the risk and control environment
- Actively challenge poor, inefficient or excessive controls, related tasks and behaviors
- Promote desired behaviors and a positive risk culture across the Wholesale staff

Customers / Stakeholders
- Liaison with relevant stakeholders within country and regional Wholesale other Global Business and Functional teams to provide expertise support on all risk and control management activities.
- Continuous communication with risk and control owners and risk stewards supporting Wholesale in Mexico and LAM region.

Operational Effectiveness & Control
- Resolve any identified issues promptly, and escalate concerns to management as appropriate to ensure timely awareness/resolution of any material concerns
- Maintain and observe all HSBC control standards and implement and observe the Group Risk Policy, including the oversight on the timely implementation of recommendations made by internal/external auditors and external regulators
Requirements

Knowledge & Experience
- Risk and Control Identification and Assessments.
- Risk Incident Management process.
- Experience of interpreting and analysing a large volume of information and / or data and provide succinct summary for management
- Ability to implement change, contributing to joining up with other teams in Wholesale and Risk
- Ability to work under pressure and heavy workloads, with high degree of individual responsibility
- Responsibility: Ability and drive to successfully deliver multiple, wide-ranging priorities, often under stringent time pressures.
- Communication: Strong interpersonal and communication skills in English and Spanish with an ability to articulate complex issues coherently.
- Advanced english

At HSBC, we expect our people to treat each other with dignity and respect, creating an inclusive culture that promotes equal opportunity. Our values define who we are as an organization and what distinguishes us, we value difference, we move forward together, we take responsibility for our actions, we use good judgment, we do the right thing and we make things happen.

At HSBC we are focused on guaranteeing gender equality and constant training for our employees as well as the protection of their labor and social rights.

“At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care”

“We want you to be part of our team Find out what it is like to work with us “