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Product Operations Compliance Assurance Manager
hace 2 meses
We are seeking an experienced professional to join our team in the role of Product Operations Compliance Assurance Manager.
Role Purpose:This role is part of our Compliance Assurance team, which provides assurance activities over regulatory compliance and financial crime risks.
The role contributes to the global standardized CA approach, aligned to the bank's Risk Management Framework (RMF).
Responsibilities include contributing to the delivery of end-to-end assurance work over RC and FC risks and controls.
The role holder will be required to lead testing and contribute to assurance reviews across banking products across the region.
Effective relationships with key internal and Business stakeholders are essential.
Main Activities:- Confirm compliance monitoring and internal controls are in place, including processes for management of operational risk, in accordance with Company and regulatory standards.
- Validate issues and create supporting documentation.
- Support the design and execution of assurance activities, ensuring all relevant standards, policies, and procedures are met.
- Provide subject matter expertise to support the identification of appropriate review scope and delivery of assurance activities.
- Inform Risk Owners, Control Owners, and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control.
- Escalate significant control deficiencies in a timely manner.
- Lead colleagues in delivering specific testing requirements within the assurance program.
- Conduct planning and scoping, fieldwork/testing, review wrap-up, and issue management.
- Minimum of 3 to 5 years of experience in risk or control aspects gained within any of the 3 lines of defense functions.
- Business proficiency in English.
- Minimum of a bachelor's degree in finance, statistics, economics, banking, business, or similar degrees with focus on capital markets and investment management.
- Desirable understanding of basic SQL.
- Strong knowledge in database management.
- Experience of building system understanding by reaching out to all stakeholders, requirement gathering to meet regulatory standards, building a validation/testing plan, testing the enhancements, and owning and ensuring the product quality through its life cycle.
- Experience of problem-solving, conflict resolution by suggesting innovative solutions, should the project struggle to move forward.
- Strong documentation skills and project coordination.
- Demonstrate analytical thinking, sound judgment, critical analysis, attention to detail, and provide value-added advice.
- Strong communication and presentation abilities (written and verbal) as well as the ability to deliver information in an understandable manner.
At HSBC, we offer our colleagues a greater number of days to enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member.
Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance, and care.
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected, and opinions count.
We take pride in providing a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an inclusive and diverse environment.
We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc.
We consider all applications based on merit and suitability to the role.